Individual Firm
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CAROL LYNN MEYER
CAROL LYNN KWAK, CAROL L PATRIANAKOS, CAROL LYNN PATRIANAKOS, CAROL LYNN KWAK PATRIANAKOS, CAROL LYNN PATRIANAKOS…
CRD#: 1210357
IA
B
MORGAN STANLEYCRD#: 149777 Lockport, IL
View By:
5/13/2021
Financial
Pending
State Registrations
B
Alabama 1/9/2018
B
Nebraska 12/3/2020
B
Alaska 6/23/2016
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Hampshire 9/9/2015
B
Arkansas 1/31/2011
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 3/31/2017
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 12/14/2020
B
North Dakota 12/8/2020
B
District of Columbia 6/1/2009
B
Ohio 4/6/2017
B
Florida 6/1/2009
B
Oklahoma 12/3/2020
B
Georgia 8/12/2015
B
Oregon 5/31/2016
B
Hawaii 12/26/2014
B
Pennsylvania 2/11/2015
B
Idaho 8/26/2011
B
Puerto Rico 12/3/2020
B
Illinois 6/1/2009
B
Rhode Island 11/8/2017
IA
Illinois 12/2/2020
B
South Carolina 3/25/2010
B
Indiana 6/1/2009
B
South Dakota 7/22/2020
B
Iowa 12/4/2020
B
Tennessee 6/21/2018
B
Kansas 6/1/2009
B
Texas 6/1/2009
B
Kentucky 1/31/2011
IA
Texas 11/24/2020
B
Louisiana 8/3/2015
B
Utah 3/25/2010
B
Maine 6/1/2009
B
Vermont 2/19/2015
B
Maryland 6/1/2009
B
Virgin Islands 12/11/2020
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 4/9/2015
B
Minnesota 6/1/2009
B
West Virginia 12/8/2020
B
Mississippi 12/3/2020
B
Wisconsin 6/1/2009
B
Missouri 6/16/2011
B
Wyoming 12/3/2020
B
Montana 6/1/2009
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/25/2008 - 06/01/2009 | CHICAGO, IL | |
B | 04/23/1984 - 05/05/2008 | CHICAGO, IL | |
B | 12/21/1983 - 04/23/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.