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KEITH REED CLEMENS
KEITH CLEMENS
CRD#: 1210209
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - Present (20 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - Present (39 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1985 (1 year)
Disclosure(s)
View By:
12/31/2001
Customer Dispute
Settled
12/17/2001
Customer Dispute
Settled
10/7/1998
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/18/2017

B
Nebraska 5/26/2021

B
California 3/21/2007

B
New Jersey 12/1/1987

B
Colorado 2/15/1996

B
New York 3/16/1993

B
Connecticut 9/20/2006

B
North Carolina 8/20/2009

B
Florida 9/23/1985

B
Ohio 2/1/2008

B
Georgia 9/19/1985

B
Oklahoma 12/15/2006

IA
Georgia 10/27/2004

B
Pennsylvania 12/1/1987

B
Illinois 5/22/2012

B
South Carolina 8/25/2009

B
Indiana 8/13/2009

B
Tennessee 1/29/2007

B
Maryland 11/15/2022

B
Texas 12/18/2003

B
Massachusetts 9/19/2006

IA
Texas 7/22/2004

B
Michigan 1/10/2022

B
Utah 8/24/2009

B
Mississippi 5/27/2011

B
Virginia 1/8/2009

B
Missouri 10/15/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 7/22/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 9/19/1985

Previous Registration(s)
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B
01/17/1984 - 09/11/1985 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.