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Detailed Report
JOSEPH VESSIO
JOE VESSIO
CRD#: 1209784
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 146 US HWY 9
ENGLISHTOWN, NJ 07726
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2008 (2 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - Present (10 years)BASSENT LLC (CRD# 104162)2005 - 2006 (<1 year)BPERSHING TRADING COMPANY, L.P. (CRD# 36671)1995 - 2005 (10 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1983 - 1995 (11 years)
Disclosure(s)
View By:
5/8/2001
Regulatory
Final
License(s)

State Registrations

B
California 5/3/2016
B
New Jersey 6/16/2015
B
Connecticut 6/16/2015
IA
New Jersey 6/16/2015
B
Florida 5/4/2016
B
New York 7/7/2015

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
146 US HWY 9, ENGLISHTOWN, NJ 07726
Registered with this firm since 6/16/2015
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
146 US HWY 9, ENGLISHTOWN, NJ 07726
Registered with this firm since 6/16/2015
Previous Registration(s)
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IA
 08/22/2014 - 05/28/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) PRINCETON, NJ
B
 08/22/2014 - 05/28/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) PRINCETON, NJ
IA
 10/01/2012 - 08/13/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) JACKSON, NJ
B
 10/01/2012 - 08/13/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) JACKSON, NJ
IA
 07/27/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JACKSON, NJ
B
 07/16/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JACKSON, NJ
IA
 07/21/2009 - 05/26/2010 PNC INVESTMENTS (CRD#:129052) FREEHOLD TOWNSHIP, NJ
B
 07/21/2009 - 05/26/2010 PNC INVESTMENTS (CRD#:129052) FREEHOLD TOWNSHIP, NJ
IA
 07/15/2008 - 07/02/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DEAL, NJ
B
 07/08/2008 - 07/02/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DEAL, NJ
IA
 07/18/2006 - 06/17/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
 06/23/2006 - 06/17/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
 09/06/2005 - 06/27/2006 ASSENT LLC (CRD#:104162) EDISON, NJ
B
 01/03/1995 - 07/12/2005 PERSHING TRADING COMPANY, L.P. (CRD#:36671) JERSEY CITY, NJ
B
 11/21/1983 - 01/03/1995 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.