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GARY CHARLES DUNCAN
CRD#: 1208748
IA
B
MORGAN STANLEYCRD#: 149777 555 Main Street
Suite 100
Chico, CA 95928
Suite 100
Chico, CA 95928
0
Disclosures
26
Years of Experience
View By:
State Registrations
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Alabama 9/13/2022
B
Nebraska 6/6/2019
B
Alaska 9/13/2022
B
Nevada 6/1/2009
B
Arizona 11/3/2010
B
New Hampshire 9/13/2022
B
Arkansas 4/30/2019
B
New Jersey 3/10/2010
B
California 6/1/2009
B
New Mexico 1/7/2014
IA
California 6/1/2009
B
New York 6/1/2009
B
Colorado 11/3/2010
B
North Carolina 1/13/2010
B
Connecticut 6/1/2009
B
North Dakota 6/6/2019
B
Delaware 11/23/2020
B
Ohio 9/14/2022
B
District of Columbia 9/13/2022
B
Oklahoma 11/23/2020
B
Florida 4/29/2016
B
Oregon 1/9/2019
B
Georgia 4/6/2010
B
Pennsylvania 11/23/2020
B
Hawaii 4/30/2019
B
Puerto Rico 6/6/2019
B
Idaho 6/1/2009
B
Rhode Island 6/6/2019
B
Illinois 10/15/2010
B
South Carolina 6/6/2019
B
Indiana 6/6/2019
B
South Dakota 6/6/2019
B
Iowa 9/13/2022
B
Tennessee 11/23/2020
B
Kansas 9/13/2022
B
Texas 6/1/2009
B
Kentucky 6/1/2009
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Texas 3/19/2020
B
Louisiana 9/13/2022
B
Utah 6/1/2009
B
Maine 9/13/2022
B
Vermont 11/23/2020
B
Maryland 4/27/2021
B
Virgin Islands 9/13/2022
B
Massachusetts 6/6/2019
B
Virginia 4/27/2021
B
Michigan 11/23/2020
B
Washington 7/20/2011
B
Minnesota 6/6/2019
B
West Virginia 9/13/2022
B
Mississippi 6/6/2019
B
Wisconsin 10/30/2017
B
Missouri 9/13/2022
B
Wyoming 9/13/2022
B
Montana 7/22/2021
SRO Registrations
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/09/2008 - 06/01/2009 | CHICO, CA | |
B | 12/05/2008 - 06/01/2009 | CHICO, CA | |
IA | 08/14/2001 - 12/16/2008 | CHICO, CA | |
B | 05/07/2001 - 12/16/2008 | CHICO, CA | |
B | 12/22/1999 - 05/29/2001 | IRVINE, CA | |
B | 04/07/1994 - 08/25/1994 | ||
B | 07/19/1984 - 07/27/1984 | ||
B | 02/16/1984 - 05/30/1984 | ||
B | 11/25/1983 - 02/17/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.