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Detailed Report
W H HAWKINS
W. HUGH HAWKINS, WELDON HUGH HAWKINS
CRD#: 1208011
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2370 N DOWLEN RD
BEAUMONT, TX 77706
Registration History
1985199019952000200520102015202020252 FIRMS1993 - 2009 (15 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1984 - 1988 (3 years)
Disclosure(s)
View By:
10/8/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 5/6/2021
B
New York 5/6/2021
B
Arizona 11/21/2024
B
North Carolina 2/2/2024
B
Arkansas 5/6/2021
B
Oklahoma 5/6/2021
B
Colorado 5/6/2021
B
Oregon 5/6/2021
B
Florida 5/6/2021
B
Pennsylvania 11/21/2024
B
Georgia 5/6/2021
B
Tennessee 3/1/2024
B
Kansas 5/6/2021
B
Texas 5/6/2021
B
Kentucky 3/11/2022
IA
Texas 5/6/2021
B
Louisiana 5/6/2021
B
Utah 11/21/2024
B
Minnesota 5/6/2021
B
Washington 2/15/2024
B
Mississippi 2/15/2024
B
Wyoming 2/11/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2370 N DOWLEN RD, BEAUMONT, TX 77706
BEAUMONT, TX
Registered with this firm since 5/6/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2370 N DOWLEN RD, BEAUMONT, TX 77706
BEAUMONT, TX
Registered with this firm since 5/6/2021
Previous Registration(s)
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IA
 12/05/2014 - 05/07/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEAUMONT, TX
B
 12/05/2014 - 05/07/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEAUMONT, TX
IA
 03/13/2009 - 12/16/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) BEAUMONT, TX
B
 03/13/2009 - 12/16/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) BEAUMONT, TX
IA
 07/31/1993 - 04/09/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEAUMONT, TX
B
 07/31/1993 - 04/09/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEAUMONT, TX
B
 02/15/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 12/19/1984 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.