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DANIEL CHRISTIAN GIDDENS
DAN GIDDENS
CRD#: 1207944
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 300 SOUTH FIRST ST. SUITE D
The Lido Building
MT. VERNON, WA 98273
Registration History
1985199019952000200520102015202020252 FIRMS2004 - 2004 (<1 year)2 FIRMS2014 - 2020 (6 years)3 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BGRANT WILLIAMS L.P. (CRD# 45961)2005 - 2014 (8 years)BFIRST FLORIDA SECURITIES, INC. (CRD# 19586)2004 - 2005 (<1 year)BWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)2002 - 2004 (2 years)BAXA DISTRIBUTORS, LLC (CRD# 25900)2001 - 2002 (<1 year)BEDWARD JONES (CRD# 250)2000 - 2001 (<1 year)BNATIONAL PLANNING CORPORATION (CRD# 29604)1997 - 2000 (3 years)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)1996 - 2000 (3 years)BJACKSON NATIONAL FINANCIAL SER... (CRD# 29604)1996 - 1996 (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1993 - 1995 (2 years)BFINANCIAL PLANNING CONSULTANTS... (CRD# 8541)1991 - 1993 (1 year)BNYLIFE SECURITIES INC. (CRD# 5167)1990 - 1991 (1 year)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1989 - 1990 (<1 year)BCIS INVESTMENT CORPORATION (CRD# 16503)1987 - 1988 (1 year)BAMERICAN FINANCE GROUP SECURIT... (CRD# 16233)1986 - 1987 (1 year)BFINANCIAL PLANNING CONSULTANTS... (CRD# 8541)1983 - 1985 (2 years)IAOSAIC ADVISORY SERVICES, LLC (CRD# 171070)2024 - 2025 (<1 year)IAGRANT WILLIAMS L.P. (CRD# 45961)2010 - 2014 (3 years)IACLARK CAPITAL MANAGEMENT GROUP INC (CRD# 104796)2005 - 2010 (5 years)IAWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Alaska 6/14/2024

B
Montana 6/14/2024

B
Arizona 6/14/2024

B
Nevada 6/14/2024

B
Arkansas 6/14/2024

B
Oregon 6/14/2024

B
California 6/14/2024

B
Texas 6/14/2024

B
Georgia 6/14/2024

IA
Texas 6/20/2024

B
Illinois 6/14/2024

B
Washington 6/14/2024

B
Minnesota 6/14/2024

IA
Washington 6/14/2024

B
Missouri 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
300 SOUTH FIRST ST. SUITE D The Lido Building, MT. VERNON, WA 98273
9311 SE 36TH STREET SUITE 105, MERCER ISLAND, WA 98040
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
300 SOUTH FIRST ST. SUITE D The Lido Building, MT. VERNON, WA 98273
9311 SE 36TH STREET SUITE 105, MERCER ISLAND, WA 98040
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/08/2024 - 02/18/2025 OSAIC ADVISORY SERVICES, LLC (CRD#:171070) ATLANTA, GA
IA
11/06/2020 - 11/08/2024 ARBOR POINT ADVISORS (CRD#:165127) MERCER ISLAND, WA
IA
11/06/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) MERCER ISLAND, WA
B
11/06/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) MT. VERNON, WA
IA
04/01/2014 - 11/06/2020 KMS FINANCIAL SERVICES, INC (CRD#:3866) MT. VERNON, WA
B
04/01/2014 - 11/06/2020 KMS FINANCIAL SERVICES, INC. (CRD#:3866) MT. VERNON, WA
IA
09/20/2010 - 03/24/2014 GRANT WILLIAMS L.P. (CRD#:45961) WOODSTOCK, IL
B
11/01/2005 - 03/24/2014 GRANT WILLIAMS L.P. (CRD#:45961) WOODSTOCK, IL
IA
02/28/2005 - 11/02/2010 CLARK CAPITAL MANAGEMENT GROUP INC (CRD#:104796) PHILA, PA
B
11/16/2004 - 08/26/2005 FIRST FLORIDA SECURITIES, INC. (CRD#:19586) NEW YORK, NY
IA
02/06/2004 - 11/11/2004 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) WOODSTOCK, IL
B
02/06/2004 - 11/11/2004 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) BOSTON, MA
IA
10/16/2003 - 02/04/2004 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) WOODSTOCK, IL
B
01/02/2002 - 02/04/2004 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) BOSTON, MA
B
04/02/2001 - 01/15/2002 AXA DISTRIBUTORS, LLC (CRD#:25900) CHARLOTTE, NC
B
11/13/2000 - 03/20/2001 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
03/17/1997 - 03/24/2000 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
08/01/1996 - 03/24/2000 JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (CRD#:40178) FRANKLIN, TN
B
02/20/1996 - 08/01/1996 JACKSON NATIONAL FINANCIAL SERVICES, INC. (CRD#:29604) LOS ANGELES, CA
B
12/03/1993 - 12/07/1995 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
12/16/1991 - 08/06/1993 FINANCIAL PLANNING CONSULTANTS, INC. (CRD#:8541) CHESTERFIELD, MO
B
04/20/1990 - 12/02/1991 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
11/01/1989 - 03/09/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
10/21/1987 - 10/03/1988 CIS INVESTMENT CORPORATION (CRD#:16503)
B
01/13/1986 - 09/17/1987 AMERICAN FINANCE GROUP SECURITIES CORP. (CRD#:16233)
B
11/22/1983 - 12/06/1985 FINANCIAL PLANNING CONSULTANTS, INC. (CRD#:8541)
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Disclosures
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