• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DAWN MA PATAK
DAWN M DELVECCHIO, DAWN MARIE DELVECCHIO, DAWN MA DELVECCHIO PATAK, DAWN MARIE DELVECCHIO PATAK, DAWN MARIE PATAK
CRD#: 1206267
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
Two Court Square, 12th Fl
Long Island City, NY 11101
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
Two Court Square, 12th Fl
Long Island City, NY 11101
Registration History
19901995200020052010201520202025IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2018 - Present (6 years)BCITI PRIVATE ALTERNATIVES, LLC (CRD# 153777)2017 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - Present (17 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2000 - 2007 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1993 - 2000 (7 years)BLEHMAN BROTHERS INC. (CRD# 7506)1990 - 1993 (3 years)
License(s)

State Registrations

B
Alabama 7/29/2010

B
Nevada 7/29/2010

B
Alaska 7/29/2010

B
New Hampshire 7/29/2010

B
Arizona 7/29/2010

B
New Jersey 7/29/2010

B
Arkansas 7/29/2010

IA
New Jersey 5/30/2018

B
California 7/29/2010

B
New Mexico 7/29/2010

B
Colorado 7/29/2010

B
New York 5/29/2007

B
Connecticut 7/29/2010

IA
New York 8/17/2021

B
Delaware 7/29/2010

B
North Carolina 7/29/2010

B
District of Columbia 7/29/2010

B
North Dakota 7/29/2010

B
Florida 7/29/2010

B
Ohio 7/29/2010

B
Georgia 7/29/2010

B
Oklahoma 7/29/2010

B
Hawaii 7/29/2010

B
Oregon 7/29/2010

B
Idaho 7/29/2010

B
Pennsylvania 7/29/2010

B
Illinois 7/29/2010

B
Puerto Rico 7/29/2010

B
Indiana 7/29/2010

B
Rhode Island 7/29/2010

B
Iowa 7/29/2010

B
South Carolina 7/29/2010

B
Kansas 7/29/2010

B
South Dakota 7/29/2010

B
Kentucky 7/29/2010

B
Tennessee 7/29/2010

B
Louisiana 7/29/2010

B
Texas 7/29/2010

B
Maine 7/29/2010

B
Utah 7/29/2010

B
Maryland 7/29/2010

B
Vermont 7/29/2010

B
Massachusetts 7/29/2010

B
Virgin Islands 9/21/2011

B
Michigan 7/29/2010

B
Virginia 7/29/2010

B
Minnesota 7/29/2010

B
Washington 7/29/2010

B
Mississippi 7/29/2010

B
West Virginia 7/29/2010

B
Missouri 7/29/2010

B
Wisconsin 7/29/2010

B
Montana 7/29/2010

B
Wyoming 7/29/2010

B
Nebraska 7/29/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK Two Court Square, 12th Fl, Long Island City, NY 11101
Mount Sinai, NY
Registered with this firm since 5/30/2018

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK Two Court Square, 12th Fl, Long Island City, NY 11101
Mount Sinai, NY
Registered with this firm since 2/17/2017

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK Two Court Square, 12th Fl, Long Island City, NY 11101
Mount Sinai, NY
Registered with this firm since 5/29/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/22/2000 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) NEW YORK, NY
B
07/31/1993 - 12/11/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
02/13/1990 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.