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Peter Wellington Howe
PETER WELLINGTON HOWE
CRD#: 1206048
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 50 ROWES WHARF
4TH FLOOR
BOSTON, MA 02110
Registration History
198519901995200020052010201520202025IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - Present (16 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)1983 - Present (41 years)
Disclosure(s)
View By:
6/26/1990
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/5/1993

B
Nebraska 7/15/2013

B
Alaska 7/10/2013

B
Nevada 4/15/2008

B
Arizona 7/30/2009

B
New Hampshire 1/3/1984

B
Arkansas 7/9/2013

B
New Jersey 11/16/1993

B
California 3/24/1984

B
New Mexico 7/9/2013

B
Colorado 1/30/1985

B
New York 1/3/1984

B
Connecticut 1/3/1984

B
North Carolina 5/21/1984

B
Delaware 4/17/2008

IA
North Carolina 9/12/2011

B
District of Columbia 3/29/2012

B
North Dakota 7/9/2013

B
Florida 1/3/1984

B
Ohio 7/27/1994

B
Georgia 4/4/2008

IA
Ohio 9/12/2011

B
Hawaii 7/9/2013

B
Oklahoma 7/9/2013

B
Idaho 7/10/2013

B
Oregon 7/25/1994

B
Illinois 4/29/2008

B
Pennsylvania 3/29/1984

B
Indiana 7/12/2013

B
Rhode Island 1/5/1984

B
Iowa 12/7/1984

B
South Carolina 4/7/2008

B
Kansas 7/10/2013

B
South Dakota 7/9/2013

B
Kentucky 7/25/1994

B
Tennessee 7/12/2013

B
Louisiana 9/13/2011

B
Texas 4/8/2008

IA
Louisiana 9/13/2011

IA
Texas 4/21/2008

B
Maine 3/23/1984

B
Utah 8/24/1994

B
Maryland 1/30/1985

B
Vermont 4/5/1984

B
Massachusetts 12/15/1983

B
Virginia 4/11/2008

B
Michigan 2/10/1984

B
Washington 5/24/1984

B
Minnesota 1/8/1993

B
West Virginia 7/18/2013

B
Mississippi 7/12/2013

B
Wisconsin 7/10/2013

B
Missouri 11/22/2010

B
Wyoming 7/10/2013

B
Montana 3/4/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
50 ROWES WHARF 4TH FLOOR, BOSTON, MA 02110
Registered with this firm since 4/21/2008

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
50 ROWES WHARF 4TH FLOOR, BOSTON, MA 02110
Registered with this firm since 11/22/1983

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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.