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Detailed Report
PATRICIA ANN MACKIW
CRD#: 1205190
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1984 - 2007 (23 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 1983 (1 year)IAMORGAN STANLEY (CRD# 7556)1998 - 2007 (9 years)
License(s)

State Registrations

B
Arizona 6/1/2009
B
Minnesota 9/22/2020
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 1/17/2022
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 3/28/2024
B
Illinois 6/1/2009
B
South Carolina 10/13/2021
IA
Illinois 6/1/2009
B
Texas 6/1/2009
B
Indiana 6/1/2009
IA
Texas 6/1/2009
B
Iowa 6/1/2009
B
Virginia 3/2/2015
B
Maryland 6/1/2009
B
Wisconsin 6/1/2009
B
Massachusetts 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
3201 WEST WHITE OAKS DRIVE SUITE 201, SPRINGFIELD, IL 62704
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
3201 WEST WHITE OAKS DRIVE SUITE 201, SPRINGFIELD, IL 62704
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
IA
 03/04/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CHICAGO, IL
B
 03/06/1984 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CHICAGO, IL
B
 11/23/1982 - 12/28/1983 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.