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Detailed Report
RICHARD WAYNE SCHAEFFER
CRD#: 1202659
IA
Investment Adviser
B
Broker
SCHAEFFER FINANCIAL LLCCRD#: 133697 4612 GREAT OAK ROAD
ROCKVILLE, MD 20853
GROVE POINT INVESTMENTS, LLCCRD#: 1763 4612 GREAT OAK RD
ROCKVILLE, MD 20853
Registration History
198519901995200020052010201520202025IASCHAEFFER FINANCIAL LLC (CRD# 133697)2005 - Present (20 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)1989 - Present (36 years)BCAREY JAMISON & COMPANY (CRD# 14129)1988 - 1989 (<1 year)BHIBBARD BROWN & CO., INC. (CRD# 18246)1987 - 1988 (1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1986 - 1987 (1 year)BFSC SECURITIES CORPORATION (CRD# 7461)1984 - 1985 (1 year)IAFINANCIAL SERVICES ADVISORY INC (CRD# 104513)1992 - 2005 (13 years)
License(s)

State Registrations

B
Arizona 11/27/2009
B
Minnesota 11/1/2012
B
Arkansas 9/1/2022
B
Nebraska 12/2/2021
B
California 11/19/2002
B
Nevada 10/4/2002
B
Delaware 4/30/2002
B
New Mexico 1/2/2009
B
District of Columbia 4/20/1989
B
New York 2/11/2005
B
Florida 7/20/2000
B
North Carolina 6/14/2005
B
Georgia 9/11/2015
B
Oregon 1/2/2009
B
Hawaii 1/10/2020
B
South Carolina 5/20/2002
B
Illinois 1/24/2000
IA
Texas 8/19/2011
B
Indiana 11/1/2012
B
Texas 2/15/2023
B
Maryland 4/5/1989
B
Virginia 4/6/1989
IA
Maryland 1/3/2005
B
Washington 9/13/2002
B
Massachusetts 1/24/2000
B
West Virginia 4/29/2008
B
Michigan 4/6/1989

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHAEFFER FINANCIAL LLC (CRD#:133697)
4612 GREAT OAK ROAD, ROCKVILLE, MD 20853
Registered with this firm since 1/3/2005
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
4612 GREAT OAK RD, ROCKVILLE, MD 20853
Registered with this firm since 3/30/1989
Previous Registration(s)
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IA
 02/14/1992 - 04/07/2005 FINANCIAL SERVICES ADVISORY INC (CRD#:104513) ROCKVILLE, MD
B
 11/02/1988 - 04/10/1989 CAREY JAMISON & COMPANY (CRD#:14129)
FINRA expelled the firm on 06/27/1991
B
 03/30/1987 - 10/31/1988 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
B
 02/04/1986 - 03/30/1987 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572)
B
 01/07/1984 - 08/12/1985 FSC SECURITIES CORPORATION (CRD#:7461)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.