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Detailed Report
PATRICIA KAY FLETCHER
PATRICIA KAY MAUGER GRANT
CRD#: 1202060
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 500 108th Avenue, North East
Suite 1900
Bellevue, WA 98004
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1983 - 1993 (9 years)BFOSTER & MARSHALL/AMERICAN EXP... (CRD# 321)1983 - 1983 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (7 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nevada 7/12/2013
B
Alaska 7/12/2013
B
New Hampshire 5/25/2022
B
Arizona 5/11/2022
B
New Jersey 5/25/2022
B
Arkansas 5/11/2022
B
New Mexico 5/25/2022
B
California 6/1/2009
B
New York 5/25/2022
B
Colorado 5/11/2022
B
North Carolina 5/25/2022
B
Connecticut 5/11/2022
B
North Dakota 5/25/2022
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 5/25/2022
B
Oregon 7/12/2013
B
Georgia 5/25/2022
B
Pennsylvania 5/25/2022
B
Hawaii 2/6/2015
B
Puerto Rico 5/25/2022
B
Idaho 7/12/2013
B
Rhode Island 5/25/2022
B
Illinois 5/25/2022
B
South Carolina 5/25/2022
B
Indiana 5/25/2022
B
South Dakota 5/25/2022
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 5/25/2022
B
Kentucky 5/25/2022
IA
Texas 6/2/2022
B
Louisiana 5/25/2022
B
Utah 5/25/2022
B
Maine 5/25/2022
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 5/25/2022
B
Virginia 5/25/2022
B
Michigan 5/25/2022
B
Washington 6/1/2009
B
Minnesota 5/25/2022
IA
Washington 6/1/2009
B
Mississippi 5/25/2022
B
West Virginia 5/25/2022
B
Missouri 4/29/2022
B
Wisconsin 5/25/2022
B
Montana 7/12/2013
B
Wyoming 7/12/2013
B
Nebraska 5/25/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
500 108th Avenue, North East Suite 1900, Bellevue, WA 98004
Woodinville, WA
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
500 108th Avenue, North East Suite 1900, Bellevue, WA 98004
Woodinville, WA
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/20/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BELLEVUE, WA
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BELLEVUE, WA
B
 11/29/1983 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 10/20/1983 - 11/28/1983 FOSTER & MARSHALL/AMERICAN EXPRESS INC. (CRD#:321)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.