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PERRY A. ARMAND NOVAK
PERRY ARMAND NOVAK, PERRY A WERLE
CRD#: 1200574
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2033 N MAIN ST STE 800
WALNUT CREEK, CA 94596
Registration History
1985199019952000200520102015202020252 FIRMS1993 - 2009 (15 years)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1988 (4 years)
License(s)

State Registrations

B
Arizona 6/24/2016

B
Oklahoma 6/24/2016

B
Arkansas 11/11/2024

B
Texas 6/24/2016

B
California 6/24/2016

IA
Texas 6/24/2016

IA
California 6/24/2016

B
Washington 6/24/2016

B
Idaho 4/30/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
SAN RAMON, CA
Registered with this firm since 6/24/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
SAN RAMON, CA
Registered with this firm since 6/24/2016

Previous Registration(s)
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IA
04/07/2009 - 07/05/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
B
04/03/2009 - 07/05/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
IA
07/31/1993 - 04/23/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PLEASANTON, CA
B
07/31/1993 - 04/23/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PLEASANTON, CA
B
04/11/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
10/20/1983 - 04/11/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.