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SCOTT DEAN POLLACK
SCOTT D POLLACK
CRD#: 1200572
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 NUTLEY, NJ
Registration History
199019952000200520102015202020252 FIRMS1989 - 1992 (2 years)2 FIRMS2006 - 2022 (15 years)2 FIRMS2024 - Present (<1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2001 - 2006 (5 years)BAETNA INVESTMENT SERVICES, LLC (CRD# 34815)2001 - 2001 (<1 year)BSII INVESTMENTS, INC. (CRD# 2225)1999 - 2001 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1999 (1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)1993 - 1997 (4 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1993 - 1993 (<1 year)BNATWEST INVESTOR SERVICES CORP... (CRD# 17434)1992 - 1993 (<1 year)BUSLIFE EQUITY SALES CORP. (CRD# 7962)1992 - 1992 (<1 year)IANOBLEBRIDGE WEALTH (CRD# 146612)2022 - 2024 (2 years)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2002 - 2006 (4 years)
License(s)

State Registrations

B
California 2/20/2024

IA
New Jersey 2/20/2024

IA
California 2/20/2024

IA
New York 2/20/2024

B
Connecticut 4/9/2024

B
New York 2/21/2024

IA
Connecticut 4/9/2024

B
Ohio 4/9/2024

B
Florida 2/21/2024

IA
Ohio 4/9/2024

IA
Florida 2/21/2024

B
Pennsylvania 3/7/2024

B
Nevada 4/22/2024

IA
Pennsylvania 3/7/2024

IA
Nevada 4/22/2024

B
South Carolina 4/9/2024

B
New Jersey 2/20/2024

IA
South Carolina 4/10/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
NUTLEY, NJ
Registered with this firm since 2/20/2024

B
EQUITABLE ADVISORS, LLC (CRD#:6627)
NUTLEY, NJ
Registered with this firm since 2/20/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/25/2022 - 02/22/2024 NOBLEBRIDGE WEALTH (CRD#:146612) Nutley, NJ
IA
09/08/2006 - 03/15/2022 LPL FINANCIAL LLC (CRD#:6413) MONTCLAIR, NJ
B
09/08/2006 - 03/15/2022 LPL FINANCIAL LLC (CRD#:6413) MONTCLAIR, NJ
IA
07/31/2002 - 09/12/2006 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) UPPER MONTCLAIR, NJ
B
08/14/2001 - 09/12/2006 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) UPPER MONTCLAIR, NJ
B
02/13/2001 - 06/11/2001 AETNA INVESTMENT SERVICES, LLC (CRD#:34815) WINDSOR, CT
B
04/22/1999 - 02/08/2001 SII INVESTMENTS, INC. (CRD#:2225) APPLETON, WI
B
01/22/1998 - 02/24/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
06/02/1993 - 07/18/1997 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (CRD#:20472) NEW YORK, NY
B
01/27/1993 - 04/14/1993 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
08/28/1992 - 01/19/1993 NATWEST INVESTOR SERVICES CORPORATION (CRD#:17434) NEW YORK, NY
B
03/26/1992 - 07/13/1992 USLIFE EQUITY SALES CORP. (CRD#:7962) NEW YORK, NY
B
09/13/1989 - 01/27/1992 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
09/13/1989 - 01/27/1992 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.