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JULIE ANN VAN GEMERT
JULIE A VANGEMERT, JULIE ANN VANGEMERT
CRD#: 1200128
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - Present (24 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - Present (25 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1999 (15 years)
Disclosure(s)
View By:
3/20/2020
Financial
Final
12/10/2019
Financial
Final
10/11/2019
Financial
Final
License(s)

State Registrations

B
Alabama 9/10/2024

B
Nevada 1/9/2001

B
Arizona 1/9/2001

B
New Hampshire 12/4/2007

B
California 1/9/2001

B
New Jersey 9/10/2024

B
Colorado 1/9/2001

B
New Mexico 9/10/2024

B
Connecticut 5/30/2023

B
New York 1/9/2001

B
Delaware 1/14/2009

B
North Carolina 1/12/2001

B
District of Columbia 9/10/2024

B
North Dakota 2/21/2023

B
Florida 1/16/2001

B
Ohio 1/10/2001

B
Georgia 10/23/2006

IA
Ohio 9/21/2007

B
Hawaii 6/15/2020

B
Oklahoma 9/10/2024

B
Idaho 1/17/2023

B
Oregon 11/16/2009

B
Illinois 1/9/2001

B
Pennsylvania 11/17/2009

B
Indiana 1/9/2001

B
South Carolina 5/14/2020

B
Kansas 12/6/2016

B
Tennessee 11/17/2009

B
Kentucky 1/10/2001

B
Texas 1/9/2001

B
Maine 4/18/2018

IA
Texas 1/9/2001

B
Maryland 4/24/2020

B
Utah 2/9/2017

B
Massachusetts 7/22/2010

B
Virginia 1/10/2001

B
Michigan 2/23/2000

B
Washington 6/20/2024

B
Minnesota 1/10/2001

B
Wisconsin 5/1/2012

B
Montana 2/15/2011

B
Wyoming 3/12/2003

B
Nebraska 9/9/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 1/9/2001

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 2/23/2000

Previous Registration(s)
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B
02/23/1984 - 08/27/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.