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Detailed Report
LOUIS CRAFA
LOUIS ANTHONY CRAFA
CRD#: 1199944
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 107 STOKLEY DR SUITE 100
WILMINGTON, NC 28403
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2022 (18 years)2 FIRMS2022 - Present (3 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 2000 (5 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1994 - 1995 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1985 - 1994 (8 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1985 - 1985 (<1 year)BHOME LIFE EQUITY SALES CORP. (CRD# 10410)1984 - 1985 (1 year)
Disclosure(s)
View By:
9/2/1998
Customer Dispute
Denied
License(s)

State Registrations

B
California 2/10/2022
B
Ohio 2/10/2022
B
Colorado 2/10/2022
B
Pennsylvania 2/10/2022
B
Connecticut 2/10/2022
B
South Carolina 2/10/2022
B
Florida 2/10/2022
B
Tennessee 2/10/2022
B
Georgia 1/12/2023
B
Texas 2/10/2022
B
Maryland 2/10/2022
IA
Texas 2/10/2022
B
New Jersey 2/10/2022
B
Virginia 2/10/2022
B
North Carolina 2/10/2022
B
West Virginia 3/31/2025
IA
North Carolina 2/10/2022
B
Wisconsin 3/28/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
107 STOKLEY DR SUITE 100, WILMINGTON, NC 28403
609 DUNGANNON BLVD [OFFICE OF CONVENIENCE], WILMINGTON, NC 28403
Registered with this firm since 2/10/2022
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
107 STOKLEY DR SUITE 100, WILMINGTON, NC 28403
609 DUNGANNON BLVD [OFFICE OF CONVENIENCE], WILMINGTON, NC 28403
Registered with this firm since 2/10/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/01/2003 - 02/10/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WILMINGTON, NC
B
 07/01/2003 - 02/10/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WILMINGTON, NC
IA
 07/03/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) RICHMOND, VA
B
 07/03/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 01/28/1995 - 07/19/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/19/1994 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
 10/08/1985 - 09/17/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 05/03/1985 - 10/21/1985 MML INVESTORS SERVICES, INC. (CRD#:10409)
B
 02/09/1984 - 03/27/1985 HOME LIFE EQUITY SALES CORP. (CRD#:10410)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.