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JOSEPH MCDONNELL
E J MCDONNELL, E JOSEPH MCDONNELL, EDWARD JOSEPH MCDONNELL, JOSEPH MCDONNELL III
CRD#: 1198159
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 825 MILLER VALLEY RD
PRESCOTT, AZ 86301
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 2009 (25 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2009 (13 years)
Disclosure(s)
View By:
2/19/2008
Customer Dispute
Settled
5/1/1982
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/8/2025

B
New Mexico 7/2/2024

B
Alaska 2/9/2024

B
New York 12/24/2024

B
Arizona 1/3/2011

B
Oklahoma 8/14/2024

IA
Arizona 1/3/2011

B
Oregon 10/10/2023

B
Arkansas 7/3/2024

B
South Dakota 10/23/2024

B
California 1/3/2011

B
Tennessee 1/3/2011

B
Colorado 7/16/2020

B
Texas 11/16/2017

B
Florida 1/3/2011

IA
Texas 11/16/2017

B
Idaho 9/7/2016

B
Utah 11/4/2015

B
Illinois 1/3/2011

B
Virginia 8/24/2018

B
Kentucky 8/1/2023

B
Washington 5/1/2013

B
Montana 10/4/2021

B
Wisconsin 2/12/2020

B
Nebraska 2/23/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
825 MILLER VALLEY RD, PRESCOTT, AZ 86301
3186 WILLOW CREEK RD, PRESCOTT, AZ 86301
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
825 MILLER VALLEY RD, PRESCOTT, AZ 86301
3186 WILLOW CREEK RD, PRESCOTT, AZ 86301
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/16/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PRESCOTT, AZ
B
11/03/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PRESCOTT, AZ
IA
07/26/1996 - 10/27/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEVERLY HILLS, CA
B
12/08/1983 - 10/27/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEVERLY HILLS, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.