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Detailed Report
NANCY JEANNE LAGERFELDT
NANCY JEANNE CRAIG
CRD#: 1197641
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1200 SOUTH MILWAUKEE AVENUE
LIBERTYVILLE, IL 60048
Registration History
1985199019952000200520102015202020252 FIRMS1988 - 1989 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2025 (15 years)2 FIRMS2025 - Present (<1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1991 - 2009 (17 years)BKEMPER SECURITIES GROUP, INC. (CRD# 19616)1990 - 1991 (<1 year)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1989 - 1990 (1 year)BOBERWEIS SECURITIES, INC. (CRD# 7739)1988 - 1988 (<1 year)BROSE & COMPANY INVESTMENT BROK... (CRD# 6132)1986 - 1988 (2 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1983 - 1986 (2 years)
License(s)

State Registrations

B
Alaska 1/23/2025
B
Missouri 1/23/2025
B
Arizona 1/23/2025
B
Nevada 1/23/2025
B
Arkansas 1/23/2025
B
New Mexico 1/23/2025
B
Colorado 1/23/2025
B
New York 1/23/2025
B
Florida 1/30/2025
B
North Carolina 1/23/2025
B
Georgia 1/23/2025
B
Oklahoma 1/23/2025
B
Illinois 1/23/2025
B
Oregon 1/23/2025
IA
Illinois 1/23/2025
B
Tennessee 1/23/2025
B
Indiana 1/23/2025
B
Texas 1/23/2025
B
Massachusetts 1/23/2025
IA
Texas 2/4/2025
B
Michigan 1/23/2025
B
Wisconsin 1/23/2025
B
Minnesota 1/23/2025

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1200 SOUTH MILWAUKEE AVENUE, LIBERTYVILLE, IL 60048
507 N. MILWAUKEE AVENUE, LIBERTYVILLE, IL 60048
Registered with this firm since 1/23/2025
B
LPL FINANCIAL LLC (CRD#:6413)
1200 SOUTH MILWAUKEE AVENUE, LIBERTYVILLE, IL 60048
507 N. MILWAUKEE AVENUE, LIBERTYVILLE, IL 60048
Registered with this firm since 1/23/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/06/2009 - 01/23/2025 WINTRUST INVESTMENTS (CRD#:875) LIBERTYVILLE, IL
B
 07/06/2009 - 01/23/2025 WINTRUST INVESTMENTS LLC (CRD#:875) LIBERTYVILLE, IL
IA
 06/22/2009 - 06/29/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) DEERFIELD, IL
B
 06/22/2009 - 06/29/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) DEERFIELD, IL
B
 05/29/1991 - 03/23/2009 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) WAUKESHA, WI
B
 09/04/1990 - 06/05/1991 KEMPER SECURITIES GROUP, INC. (CRD#:19616) ST. LOUIS, MO
B
 04/21/1989 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
 12/20/1988 - 04/25/1989 MESIROW INVESTMENT SERVICES, INC. (CRD#:15113)
B
 11/25/1988 - 01/01/1989 ILLINOIS COMPANY INVESTMENTS, INC. (CRD#:821)
B
 04/26/1988 - 12/16/1988 OBERWEIS SECURITIES, INC. (CRD#:7739)
B
 04/18/1986 - 05/11/1988 ROSE & COMPANY INVESTMENT BROKERS, INC. (CRD#:6132)
B
 10/20/1983 - 03/26/1986 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.