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Detailed Report
DARRIN SCOTT FRANKEL
CRD#: 1196941
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2141 Rosecrans Avenue
Suite 3100
El Segundo, CA 90245
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1992 - 2007 (15 years)BVANGUARD CAPITAL (CRD# 22081)1991 - 1992 (<1 year)BWESTMARK SECURITIES CORPORATION (CRD# 16709)1991 - 1991 (<1 year)IAMORGAN STANLEY (CRD# 7556)1997 - 2007 (9 years)
License(s)

State Registrations

B
Arizona 6/1/2009
B
New Hampshire 12/11/2024
B
California 6/1/2009
B
New Jersey 7/25/2017
IA
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
B
New York 3/4/2021
B
Connecticut 1/15/2025
B
North Carolina 3/19/2019
B
Delaware 6/4/2020
B
Oregon 6/1/2009
B
Florida 6/1/2009
B
South Carolina 6/1/2009
B
Hawaii 6/1/2009
B
South Dakota 2/10/2010
B
Idaho 3/12/2024
B
Tennessee 5/24/2011
B
Illinois 1/13/2023
B
Texas 6/1/2009
B
Maryland 1/22/2020
IA
Texas 6/1/2009
B
Michigan 12/18/2018
B
Washington 10/11/2013
B
Nevada 5/17/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TORRANCE, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TORRANCE, CA
IA
 07/08/1997 - 04/02/2007 MORGAN STANLEY (CRD#:7556) TORRANCE, CA
B
 02/03/1992 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) TORRANCE, CA
B
 08/21/1991 - 01/06/1992 VANGUARD CAPITAL (CRD#:22081) DEL MAR, CA
B
 07/29/1991 - 08/15/1991 WESTMARK SECURITIES CORPORATION (CRD#:16709) SANTA MONICA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.