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VERNON KEITH ROBERTS
KEITH ROBERTS, VERONON KEITH ROBERTS
CRD#: 1196897
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Investment Adviser
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Previous Broker
CORDA INVESTMENT MANAGEMENT, LLCCRD#: 108046 8955 KATY FREEWAY
SUITE 200
HOUSTON, TX 77024-1626
Registration History
1985199019952000200520102015202020252 FIRMS1997 - 2004 (6 years)2 FIRMS2004 - 2007 (3 years)4 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2014 (6 years)2 FIRMS2014 - 2022 (7 years)IACORDA INVESTMENT MANAGEMENT, LLC (CRD# 108046)2022 - Present (2 years)BSANDERS MORRIS HARRIS INC. (CRD# 20580)2013 - 2013 (<1 year)BAMERICAN GENERAL DISTRIBUTORS,... (CRD# 37449)1999 - 2004 (4 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1993 - 2001 (8 years)BPUBLIC EMPLOYEES EQUITIES SERV... (CRD# 7315)1999 - 2000 (<1 year)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1992 - 1993 (1 year)BAMERICAN CAPITAL MARKETING, INC. (CRD# 6699)1990 - 1993 (2 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1989 - 1989 (<1 year)BNORSTAR BROKERAGE CORPORATION (CRD# 7313)1984 - 1988 (4 years)BFIRST JERSEY SECURITIES, INC. (CRD# 6621)1983 - 1984 (<1 year)IAGLOBAL FINANCIAL SERVICES, LLC (CRD# 35699)2008 - 2008 (<1 year)IAAMERICAN GENERAL FINANCIAL ADV... (CRD# 121111)2002 - 2004 (1 year)
License(s)

State Registrations

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Texas 8/19/2022

Current Registration(s)
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CORDA INVESTMENT MANAGEMENT, LLC (CRD#:108046)
8955 KATY FREEWAY SUITE 200, HOUSTON, TX 77024-1626
Registered with this firm since 8/19/2022

Previous Registration(s)
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11/17/2014 - 07/22/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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11/17/2014 - 07/22/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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06/19/2008 - 12/01/2014 GFS ADVISORS LLC (CRD#:143110) HOUSTON, TX
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06/19/2008 - 12/01/2014 GLOBAL FINANCIAL SERVICES, L.L.C. (CRD#:35699) HOUSTON, TX
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05/10/2013 - 10/01/2013 SANDERS MORRIS HARRIS INC. (CRD#:20580) HOUSTON, TX
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06/19/2008 - 08/05/2008 GLOBAL FINANCIAL SERVICES, LLC (CRD#:35699) HOUSTON, TX
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09/24/2007 - 06/20/2008 USF SERVICES, LLC (CRD#:114894) HOUSTON, TX
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09/19/2007 - 06/20/2008 USF ALTERNATIVE SERVICES, LLC (CRD#:135613) HOUSTON, TX
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08/06/2007 - 06/20/2008 USF ADVISORS, LLC (CRD#:130569) HOUSTON, TX
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08/06/2007 - 06/20/2008 USF SECURITIES, L.P. (CRD#:37942) CHICAGO, IL
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02/23/2004 - 08/21/2007 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
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02/23/2004 - 08/21/2007 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
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08/06/2002 - 05/12/2004 AMERICAN GENERAL FINANCIAL ADVISORS, INC. (CRD#:121111) HOUSTON, TX
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07/17/1997 - 02/24/2004 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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05/18/1999 - 02/24/2004 AMERICAN GENERAL DISTRIBUTORS, INC. (CRD#:37449) HOUSTON, TX
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07/16/1997 - 02/24/2004 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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04/14/1993 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
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06/07/1999 - 03/29/2000 PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (CRD#:7315) PALM BEACH GARDENS, FL
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01/27/1992 - 04/26/1993 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
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10/09/1990 - 04/26/1993 AMERICAN CAPITAL MARKETING, INC. (CRD#:6699)
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03/23/1989 - 11/30/1989 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
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05/02/1984 - 10/04/1988 NORSTAR BROKERAGE CORPORATION (CRD#:7313)
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10/19/1983 - 01/27/1984 FIRST JERSEY SECURITIES, INC. (CRD#:6621)
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.