• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DALE RANSTROM
DALE FREDERICK RANSTROM
CRD#: 1194425
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 1180 NW MAPLE ST
SUITE 150
ISSAQUAH, WA 98027
Registration History
1985199019952000200520102015202020252 FIRMS1999 - 2003 (4 years)2 FIRMS2003 - 2024 (20 years)2 FIRMS2024 - Present (<1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1993 - 1999 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1993 (6 years)BPACIFIC WEST SECURITIES, INC. (CRD# 6390)1985 - 1986 (1 year)BJ. ROBERT SHEEKS & CO., INC. (CRD# 10310)1983 - 1984 (1 year)
License(s)

State Registrations

B
Alabama 3/8/2024

B
Nevada 3/8/2024

B
Arizona 3/8/2024

B
New Hampshire 3/12/2024

B
Arkansas 3/8/2024

B
New Mexico 3/8/2024

B
California 3/8/2024

B
North Carolina 3/8/2024

B
Colorado 3/8/2024

B
Ohio 3/8/2024

B
Connecticut 3/8/2024

B
Oregon 3/8/2024

B
Florida 3/8/2024

B
Texas 3/8/2024

B
Georgia 3/8/2024

IA
Texas 3/8/2024

B
Idaho 3/8/2024

B
Utah 3/8/2024

B
Kansas 3/8/2024

B
Virginia 3/8/2024

B
Maryland 3/8/2024

B
Washington 3/8/2024

B
Massachusetts 3/8/2024

IA
Washington 3/8/2024

B
Minnesota 3/8/2024

B
Wyoming 3/8/2024

B
Montana 8/8/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
1180 NW MAPLE ST SUITE 150, ISSAQUAH, WA 98027
ORONDO, WA
Registered with this firm since 3/8/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1180 NW MAPLE ST SUITE 150, ISSAQUAH, WA 98027
ORONDO, WA
Registered with this firm since 3/8/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2003 - 03/08/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ISSAQUAH, WA
B
07/01/2003 - 03/08/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ISSAQUAH, WA
IA
05/05/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ISSAQUAH, WA
B
01/20/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
06/11/1993 - 03/26/1999 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
05/16/1986 - 04/07/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/18/1985 - 03/25/1986 PACIFIC WEST SECURITIES, INC. (CRD#:6390)
B
09/23/1983 - 12/27/1984 J. ROBERT SHEEKS & CO., INC. (CRD#:10310)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.