Individual Firm
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PHILIP BERNARD ZIEGLER
PHILIP B ZIEGLER
CRD#: 1194381
IA
B
MORGAN STANLEYCRD#: 149777 40701 Woodward Avenue
Suite 200
Bloomfield Hills, MI 48304
Suite 200
Bloomfield Hills, MI 48304
0
Disclosures
38
Years of Experience
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State Registrations
B
Alabama 3/12/2021
B
North Carolina 6/1/2009
B
California 6/1/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
South Carolina 8/15/2023
B
Illinois 6/1/2009
B
Tennessee 7/12/2021
B
Indiana 4/18/2012
B
Texas 9/29/2014
B
Michigan 6/1/2009
IA
Texas 3/19/2020
IA
Michigan 10/20/2010
B
Virginia 9/1/2010
B
New York 11/9/2021
B
Washington 3/6/2012
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/20/2010
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/02/2007 - 06/01/2009 | BLOOMFIELD HILLS, MI | |
B | 02/26/2002 - 04/02/2007 | LIVONIA, MI | |
B | 01/05/1996 - 05/21/2001 | DETROIT, MI | |
B | 11/25/1983 - 02/14/1994 | DETROIT, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.