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Detailed Report
REBECCA ANNE DICKSON
REBECCA ANNE COVEY, REBECCA ANNE GONZAGA, REBECCA A STALLER
CRD#: 1194332
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (9 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 1/11/2012
B
Mississippi 4/14/2022
B
Alaska 4/28/2020
B
Missouri 9/27/2016
B
Arizona 1/11/2012
B
Montana 1/11/2012
B
Arkansas 12/18/2015
B
Nevada 1/11/2012
B
California 6/1/2009
B
New Jersey 1/11/2012
IA
California 6/1/2009
B
New Mexico 12/18/2015
B
Colorado 1/11/2012
B
New York 1/11/2012
B
Connecticut 12/18/2015
B
North Carolina 7/31/2012
B
Delaware 4/21/2016
B
Ohio 6/11/2015
B
District of Columbia 12/16/2020
B
Oklahoma 1/8/2015
B
Florida 1/11/2012
B
Oregon 1/11/2012
B
Georgia 6/19/2012
B
Pennsylvania 12/18/2015
B
Hawaii 6/19/2012
B
South Carolina 2/14/2012
B
Idaho 1/11/2012
B
South Dakota 9/27/2016
B
Illinois 1/11/2012
B
Tennessee 9/6/2017
B
Indiana 9/27/2016
B
Texas 1/11/2012
B
Iowa 2/18/2020
IA
Texas 3/22/2012
B
Kansas 8/22/2017
B
Utah 6/19/2012
B
Kentucky 12/16/2020
B
Vermont 6/13/2022
B
Louisiana 12/19/2014
B
Virginia 9/27/2016
B
Maine 12/18/2015
B
Washington 1/11/2012
B
Maryland 12/19/2014
B
West Virginia 7/14/2017
B
Massachusetts 6/19/2012
B
Wisconsin 12/18/2015
B
Michigan 6/19/2012
B
Wyoming 12/18/2015
B
Minnesota 3/24/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/23/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
B
 09/21/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.