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PATRICIA A KOCH PERKINS
PATRICIA ANN KOCH, PATRICIA KOCH PERKINS
CRD#: 1193552
IA
B
MORGAN STANLEYCRD#: 149777 200 Route 31 North
Flemington, NJ 08822
Flemington, NJ 08822
0
Disclosures
36
Years of Experience
View By:
State Registrations
B
Alabama 11/9/2022
B
New Jersey 1/26/2015
B
Arizona 1/3/2019
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New Jersey 11/20/2018
B
California 1/3/2019
B
New Mexico 1/3/2019
B
Colorado 1/3/2019
B
New York 11/19/2018
B
Connecticut 1/3/2019
B
North Carolina 1/3/2019
B
Delaware 1/3/2019
B
Ohio 1/4/2019
B
District of Columbia 1/3/2019
B
Oklahoma 1/3/2019
B
Florida 1/3/2019
B
Oregon 1/3/2019
B
Georgia 1/3/2019
B
Pennsylvania 1/3/2019
B
Hawaii 1/3/2019
B
Rhode Island 1/3/2019
B
Indiana 3/11/2022
B
South Carolina 1/3/2019
B
Kansas 6/27/2023
B
Tennessee 11/1/2022
B
Maine 1/3/2019
B
Texas 1/3/2019
B
Maryland 1/3/2019
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Texas 5/5/2020
B
Massachusetts 1/3/2019
B
Utah 12/19/2023
B
Minnesota 1/3/2019
B
Virginia 1/3/2019
B
Nevada 1/3/2019
B
Washington 7/24/2020
B
New Hampshire 8/3/2021
B
Wisconsin 1/3/2019
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 11/20/2018
B
Registered with this firm since 11/21/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/13/2011 - 08/27/2014 | SOMERSET, NJ | |
B | 12/05/2005 - 03/03/2011 | LEBANON, NJ | |
B | 06/20/2003 - 05/10/2004 | SOMERVILLE, NJ | |
B | 02/02/1998 - 06/28/2001 | DALLAS, TX | |
B | 10/14/1997 - 02/02/1998 | JERSEY CITY, NJ | |
B | 10/26/1984 - 10/14/1997 | JERSEY CITY, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.