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Detailed Report
FRANK JOSEPH VIOLINI
CRD#: 1192730
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 311 N 5 POINTS RD
FL 1
WEST CHESTER, PA 19380
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 901 FAYETTE ST
CONSHOHOCKEN, PA 19428
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (4 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2003 - 2008 (4 years)BFIRST TENNESSEE BROKERAGE, INC. (CRD# 17117)2001 - 2003 (2 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (<1 year)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1994 - 2000 (6 years)BPFS INVESTMENTS INC. (CRD# 10111)1994 - 1994 (<1 year)BMIMLIC SALES CORPORATION (CRD# 15296)1991 - 1992 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1983 - 1989 (5 years)IAVANGUARD ADVISERS INC (CRD# 106715)2004 - 2008 (4 years)
License(s)

State Registrations

B
Delaware 2/17/2021
B
New Jersey 2/17/2021
B
Florida 2/17/2021
B
New York 10/11/2022
B
Georgia 12/14/2022
B
Pennsylvania 2/17/2021
B
Kentucky 12/1/2021
IA
Pennsylvania 2/17/2021
B
Maryland 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
901 FAYETTE ST, CONSHOHOCKEN, PA 19428
311 N 5 POINTS RD, WEST CHESTER, PA 19380
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
311 N 5 POINTS RD FL 1, WEST CHESTER, PA 19380
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 01/11/2016 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PHILADELPHIA, PA
B
 01/11/2016 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PHILADELPHIA, PA
IA
 08/22/2008 - 01/04/2016 INFINEX INVESTMENTS, INC. (CRD#:35371) MALVERN, PA
B
 08/22/2008 - 01/04/2016 INFINEX INVESTMENTS, INC. (CRD#:35371) MALVERN, PA
IA
 01/05/2004 - 08/08/2008 VANGUARD ADVISERS INC (CRD#:106715) MALVERN, PA
B
 12/09/2003 - 08/08/2008 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
B
 03/20/2001 - 07/14/2003 FIRST TENNESSEE BROKERAGE, INC. (CRD#:17117) MEMPHIS, TN
B
 12/11/2000 - 02/28/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 06/08/1994 - 08/21/2000 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 04/25/1994 - 05/13/1994 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
B
 07/18/1991 - 05/29/1992 MIMLIC SALES CORPORATION (CRD#:15296) ST. PAUL, MN
B
 11/02/1983 - 03/04/1989 PRUCO SECURITIES CORPORATION (CRD#:5685)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.