Individual Firm
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KEVIN BECKWITH
JOHN KEVIN BECKWITH
CRD#: 1191210
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3 SKIDAWAY VILLAGE SQ
SAVANNAH, GA 31411
SAVANNAH, GA 31411
View By:
9/2/2000
Customer Dispute
Pending
State Registrations
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Alabama 12/12/2011
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Nebraska 2/23/2023
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Arizona 8/4/2021
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New Jersey 5/14/2014
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Connecticut 9/20/2012
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North Carolina 10/23/2009
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Florida 10/23/2009
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Ohio 9/23/2020
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Georgia 10/23/2009
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South Carolina 10/23/2009
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Georgia 10/23/2009
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Texas 6/5/2012
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Illinois 10/23/2009
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Texas 5/19/2021
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Indiana 6/19/2019
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Virginia 12/18/2012
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Maryland 10/23/2009
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Washington 2/1/2023
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Massachusetts 2/14/2018
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Wisconsin 1/24/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 10/23/2009
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Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/21/2001 - 10/23/2009 | SAVANNAH, GA | |
B | 03/13/2001 - 10/23/2009 | SAVANNAH, GA | |
B | 08/11/1997 - 07/15/1999 | ATLANTA, GA | |
B | 05/14/1996 - 07/31/1997 | FORT WAYNE, IN | |
B | 07/26/1994 - 04/23/1996 | NEW YORK, NY | |
B | 11/23/1987 - 08/02/1988 | ||
B | 10/21/1983 - 11/23/1987 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.