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BRIAN PATRICK MARTIN
BRIAN P MARTIN
CRD#: 1190957
IA
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UBS FINANCIAL SERVICES INC.CRD#: 8174 600 SUPERIOR AVE E. - 27TH FLOOR
CLEVELAND, OH 44114
CLEVELAND, OH 44114
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Disclosures
41
Years of Experience
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State Registrations
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Alabama 3/13/2024
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New Hampshire 3/13/2024
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Arizona 3/13/2024
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New Jersey 4/2/2024
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California 2/9/2007
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New Mexico 3/13/2024
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California 2/9/2007
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New York 11/9/2022
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Colorado 6/30/2021
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North Carolina 3/13/2024
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Connecticut 3/13/2024
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North Dakota 3/13/2024
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District of Columbia 3/13/2024
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Ohio 2/9/2007
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Florida 2/9/2007
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Ohio 2/9/2007
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Georgia 3/12/2024
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Oregon 3/13/2024
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Idaho 3/13/2024
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Pennsylvania 3/13/2024
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Illinois 7/30/2014
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Rhode Island 4/2/2024
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Illinois 7/7/2023
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South Carolina 3/13/2024
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Indiana 3/13/2024
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South Dakota 3/13/2024
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Kentucky 3/13/2024
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Tennessee 12/7/2021
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Maine 3/13/2024
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Texas 2/9/2007
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Maryland 3/13/2024
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Texas 10/20/2008
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Massachusetts 3/13/2024
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Utah 3/13/2024
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Michigan 2/9/2007
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Vermont 3/13/2024
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Minnesota 3/13/2024
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Virginia 3/13/2024
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Montana 3/13/2024
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Washington 3/13/2024
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Nevada 3/13/2024
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Wisconsin 3/13/2024
SRO Registrations
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IA
Registered with this firm since 2/9/2007
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Registered with this firm since 2/9/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/15/1999 - 02/09/2007 | CLEVELAND, OH | |
B | 06/17/1998 - 02/09/2007 | CLEVELAND, OH | |
B | 10/12/1983 - 06/23/1998 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.