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ROBERT CARLTON BORONOW
CRD#: 1186864
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2850 NORTH HARWOOD
18TH FLOOR
DALLAS, TX 75201
Registration History
198519901995200020052010201520202025IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2003 - Present (21 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2001 - Present (23 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1985 - 2001 (16 years)BUNDERWOOD, NEUHAUS & CO., INCO... (CRD# 839)1983 - 1985 (2 years)
License(s)

State Registrations

B
Alabama 9/7/2001

B
Kansas 11/23/2020

B
Arizona 4/30/2021

B
South Carolina 9/29/2009

B
California 9/7/2001

B
Texas 9/7/2001

B
Colorado 8/5/2004

IA
Texas 11/14/2003

B
Florida 7/17/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 11/14/2003

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 9/7/2001

Previous Registration(s)
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B
08/26/1985 - 09/17/2001 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
09/21/1983 - 09/09/1985 UNDERWOOD, NEUHAUS & CO., INCORPORATED (CRD#:839)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.