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ROGER LEE METZ
CRD#: 1186829
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 8333 Douglas Ave
Ste 1000
Dallas, TX 75225
Registration History
1985199019952000200520102015202020252 FIRMS1993 - 2009 (15 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BLEHMAN BROTHERS INC. (CRD# 7506)1983 - 1993 (9 years)
Disclosure(s)
View By:
7/6/2016
Customer Dispute
Denied
1/10/2001
Customer Dispute
Settled
10/19/1998
Customer Dispute
Denied
9/1/1991
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/15/2019

B
Nebraska 8/10/2010

B
Alaska 8/10/2010

B
Nevada 9/29/2023

B
Arizona 4/16/2013

B
New Jersey 9/2/2015

B
Arkansas 8/10/2010

B
New Mexico 8/10/2010

B
California 8/10/2010

B
New York 8/10/2010

B
Colorado 8/10/2010

B
North Carolina 8/10/2010

B
District of Columbia 10/12/2022

B
Ohio 1/19/2018

B
Florida 8/10/2010

IA
Oklahoma 8/16/2010

IA
Florida 9/21/2018

B
Oklahoma 5/29/2015

B
Georgia 8/10/2010

B
Oregon 2/2/2018

B
Hawaii 7/30/2020

B
Pennsylvania 3/23/2022

B
Idaho 1/22/2018

B
South Carolina 2/3/2016

B
Illinois 8/10/2010

B
Tennessee 8/29/2019

B
Indiana 12/21/2016

B
Texas 8/12/2010

B
Iowa 8/10/2010

IA
Texas 8/12/2010

B
Kansas 11/13/2013

B
Utah 10/28/2021

B
Kentucky 8/10/2010

B
Vermont 11/22/2019

B
Louisiana 7/16/2015

B
Virginia 10/12/2017

B
Maryland 10/1/2019

B
Washington 7/22/2016

B
Michigan 2/10/2014

B
West Virginia 8/3/2020

B
Minnesota 8/10/2010

B
Wisconsin 1/2/2018

B
Mississippi 3/15/2024

B
Wyoming 12/14/2023

B
Missouri 8/10/2010

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
8333 Douglas Ave Ste 1000, Dallas, TX 75225
Registered with this firm since 8/12/2010

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
8333 Douglas Ave Ste 1000, Dallas, TX 75225
Registered with this firm since 8/10/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 08/20/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) FT. WORTH, TX
B
06/01/2009 - 08/20/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) FT. WORTH, TX
IA
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FT. WORTH, TX
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FT. WORTH, TX
B
09/21/1983 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.