• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MITCHELL STEVEN WORK
MITCH WORK
CRD#: 1186559
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 CAMPUS DR
STE 220
FLORHAM PARK, NJ 07932
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (10 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1998 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1983 - 1994 (10 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (6 years)
License(s)

State Registrations

B
Alaska 9/22/2014

B
Nevada 2/9/2018

B
Arizona 7/7/2017

B
New Hampshire 5/15/2009

B
California 5/15/2009

B
New Jersey 5/15/2009

B
Colorado 7/8/2015

IA
New Jersey 5/15/2009

B
Connecticut 5/15/2009

B
New York 5/15/2009

B
Florida 5/15/2009

B
North Carolina 6/11/2012

B
Georgia 7/14/2016

B
Pennsylvania 5/15/2009

B
Hawaii 4/19/2018

B
South Carolina 6/4/2021

B
Massachusetts 5/15/2009

B
Virginia 11/26/2013

B
Missouri 11/15/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 CAMPUS DR STE 220, FLORHAM PARK, NJ 07932
TOWACO, NJ
Registered with this firm since 5/15/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 CAMPUS DR STE 220, FLORHAM PARK, NJ 07932
TOWACO, NJ
Registered with this firm since 5/15/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/18/2002 - 05/28/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
09/03/1998 - 05/28/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
07/22/1994 - 09/09/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
09/17/1983 - 07/25/1994 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.