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Detailed Report
AMY JANE HAYES
AMY JANE KROHN
CRD#: 1186006
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 106 2ND ST NW
HICKORY, NC 28601
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 105 AVALON DR
SALISBURY, NC 28146
Registration History
198519901995200020052010201520202025IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - Present (10 years)BFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2000 - 2014 (13 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2000 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1994 - 2000 (6 years)BTHE ROBINSON-HUMPHREY COMPANY INC. (CRD# 723)1987 - 1993 (5 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1985 - 1987 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)IAFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2001 - 2014 (12 years)
Disclosure(s)
View By:
11/21/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Arkansas 9/23/2021
B
North Carolina 7/14/2014
B
California 7/28/2021
IA
North Carolina 8/18/2016
B
District of Columbia 9/9/2014
B
Ohio 9/22/2021
B
Florida 1/23/2019
B
Pennsylvania 2/8/2022
B
Georgia 2/1/2018
B
South Carolina 7/22/2019
B
Kentucky 2/13/2023
B
Texas 9/2/2022
B
Massachusetts 11/6/2019
B
Virginia 6/18/2018
B
Minnesota 7/18/2017
B
Washington 2/20/2019
B
Nebraska 6/18/2018

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
106 2ND ST NW, HICKORY, NC 28601
Registered with this firm since 8/18/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
105 AVALON DR, SALISBURY, NC 28146
9920 POPLAR TENT RD, CONCORD, NC 28027
Registered with this firm since 7/10/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/10/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) HUNTERSVILLE, NC
IA
 12/31/2001 - 07/11/2014 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) HICKORY, NC
B
 10/16/2000 - 07/11/2014 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) HICKORY, NC
B
 10/01/2000 - 10/12/2000 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 04/15/1994 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 10/16/1987 - 07/27/1993 THE ROBINSON-HUMPHREY COMPANY INC. (CRD#:723) ATLANTA, GA
B
 12/17/1985 - 11/09/1987 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.