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LINDA KAREN CHARVONIA
KAREN CHARVONIA, LINDA KAREN HALL, LINDA KAREN NEFF
CRD#: 1182620
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 18700 N HAYDEN RD STE 525
SCOTTSDALE, AZ 85255
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2003 (3 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1987 - 2000 (13 years)BSHEARSON LEHMAN BROTHERS INC. (CRD# 7506)1985 - 1987 (2 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2003 - 2003 (<1 year)
Disclosure(s)
View By:
12/23/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 2/26/2015

B
New Jersey 7/1/2003

B
Arizona 7/1/2003

B
New Mexico 12/7/2023

B
California 7/1/2003

B
New York 7/1/2003

B
Colorado 7/1/2003

B
Ohio 7/1/2003

B
Connecticut 3/1/2021

B
Oregon 2/9/2004

B
District of Columbia 4/15/2014

B
Pennsylvania 7/1/2003

B
Florida 7/1/2003

B
Texas 7/1/2003

B
Idaho 2/13/2023

IA
Texas 7/1/2003

B
Kentucky 3/5/2004

B
Virginia 7/1/2003

B
Maine 1/27/2005

B
Washington 12/8/2021

B
Massachusetts 1/25/2018

B
Wisconsin 9/13/2004

B
Michigan 7/1/2003

B
Wyoming 1/20/2011

B
Minnesota 7/1/2003

IA
Wyoming 2/21/2024

B
Nevada 7/1/2003

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
18700 N HAYDEN RD STE 525, SCOTTSDALE, AZ 85255
Rock River, WY
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
18700 N HAYDEN RD STE 525, SCOTTSDALE, AZ 85255
Rock River, WY
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/25/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SCOTTSDALE, AZ
B
05/26/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
05/11/1987 - 06/06/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
01/23/1985 - 05/02/1987 SHEARSON LEHMAN BROTHERS INC. (CRD#:7506)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.