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JEFFREY JON FINK
CRD#: 1182394
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 Kalispell, MT
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1983 - 2009 (25 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)
License(s)

State Registrations

B
Alabama 1/2/2018

B
Minnesota 11/9/2012

B
Alaska 8/26/2014

B
Missouri 12/19/2018

B
Arizona 9/11/2014

B
Montana 11/9/2012

B
Arkansas 11/25/2022

IA
Montana 3/28/2024

B
California 11/9/2012

B
Nebraska 7/2/2014

IA
California 11/9/2012

B
Nevada 11/9/2012

B
Colorado 11/9/2012

B
New Jersey 11/9/2012

B
Connecticut 11/9/2012

B
New Mexico 12/19/2018

B
Delaware 11/9/2012

B
New York 11/9/2012

B
District of Columbia 11/9/2012

B
North Carolina 4/6/2015

B
Florida 11/9/2012

B
Ohio 9/11/2020

B
Georgia 11/9/2012

B
Oklahoma 12/7/2016

B
Hawaii 1/2/2018

B
Oregon 11/9/2012

B
Idaho 11/9/2012

B
Pennsylvania 5/10/2013

B
Illinois 11/9/2012

B
Rhode Island 12/19/2018

B
Indiana 11/9/2012

B
South Carolina 8/3/2018

B
Iowa 11/9/2012

B
South Dakota 11/9/2012

B
Kansas 11/9/2012

B
Tennessee 11/9/2012

B
Kentucky 11/9/2012

B
Texas 11/9/2012

B
Louisiana 11/9/2012

IA
Texas 11/9/2012

B
Maine 7/31/2024

B
Utah 10/11/2018

B
Maryland 11/9/2012

B
Virginia 11/9/2012

B
Massachusetts 11/9/2012

B
Washington 11/9/2012

B
Michigan 11/9/2012

B
Wisconsin 12/19/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
Kalispell, MT
Registered with this firm since 11/9/2012

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
Kalispell, MT
Registered with this firm since 11/9/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 11/16/2012 MORGAN STANLEY (CRD#:149777) SAN DIEGO, CA
B
06/01/2009 - 11/16/2012 MORGAN STANLEY (CRD#:149777) SAN DIEGO, CA
IA
07/08/1997 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
B
09/22/1983 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.