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Detailed Report
GAIL LYNN TENCER
GAIL L SMITH, GAIL LYNN SMITH, GAIL L TENCER, GAIL LYNN TENCER MRS.
CRD#: 1180844
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 999 S SHADY GROVE RD
STE 202
MEMPHIS, TN 38120
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 999 SHADY GROVE RD S
FL 2
MEMPHIS, TN 38120
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2003 (2 years)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2009 (4 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2011 - Present (14 years)BCARDINAL CAPITAL MANAGEMENT, INC. (CRD# 24605)2003 - 2004 (<1 year)BDB ALEX. BROWN LLC (CRD# 17790)2000 - 2001 (<1 year)BUBS WARBURG LLC (CRD# 7654)1999 - 2000 (1 year)BSALOMON SMITH BARNEY INC. (CRD# 7059)1999 - 1999 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 1999 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2011 - 2016 (5 years)
License(s)

State Registrations

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Alabama 7/2/2013
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Nebraska 4/11/2021
B
Alaska 4/11/2021
B
Nevada 4/11/2021
B
Arizona 7/11/2018
B
New Hampshire 4/11/2021
B
Arkansas 5/13/2011
B
New Jersey 4/11/2021
B
California 5/13/2011
B
New Mexico 4/11/2021
B
Colorado 5/13/2011
B
New York 1/8/2016
B
Connecticut 4/11/2021
B
North Carolina 5/16/2011
B
Delaware 4/11/2021
B
North Dakota 4/11/2021
B
District of Columbia 1/15/2014
B
Ohio 5/13/2011
B
Florida 5/13/2011
B
Oklahoma 4/11/2021
B
Georgia 2/24/2011
B
Oregon 4/16/2018
B
Hawaii 4/11/2021
B
Pennsylvania 4/11/2021
B
Idaho 4/11/2021
B
Puerto Rico 4/11/2021
B
Illinois 6/20/2011
B
Rhode Island 4/11/2021
B
Indiana 6/3/2014
B
South Carolina 12/16/2020
B
Iowa 4/11/2021
B
South Dakota 4/11/2021
B
Kansas 7/31/2013
B
Tennessee 2/22/2011
B
Kentucky 4/11/2021
IA
Tennessee 9/13/2016
B
Louisiana 6/9/2011
B
Texas 5/13/2011
B
Maine 4/11/2021
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Utah 4/11/2021
B
Maryland 9/12/2018
B
Vermont 4/11/2021
B
Massachusetts 1/15/2014
B
Virgin Islands 4/11/2021
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Michigan 4/11/2021
B
Virginia 1/17/2014
B
Minnesota 4/11/2021
B
Washington 6/2/2020
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Mississippi 5/13/2011
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West Virginia 4/11/2021
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Missouri 2/4/2013
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Wisconsin 4/11/2021
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Montana 9/25/2019
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Wyoming 4/11/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
999 S SHADY GROVE RD STE 202, MEMPHIS, TN 38120
Registered with this firm since 9/13/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
999 SHADY GROVE RD S FL 2, MEMPHIS, TN 38120
MEMPHIS, TN
Registered with this firm since 2/21/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/15/2011 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MEMPHIS, TN
IA
 12/09/2004 - 03/06/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GERMANTOWN, TN
B
 12/08/2004 - 03/06/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GERMANTOWN, TN
IA
 04/15/2004 - 10/13/2004 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
 04/13/2004 - 10/13/2004 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
 08/19/2003 - 02/02/2004 CARDINAL CAPITAL MANAGEMENT, INC. (CRD#:24605)
FINRA expelled the firm on 07/22/2005
MIAMI, FL
IA
 06/06/2001 - 07/14/2003 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) GREENWICH, CT
B
 01/13/2001 - 07/14/2003 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
 09/14/2000 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
 07/13/1999 - 09/15/2000 UBS WARBURG LLC (CRD#:7654) NEW YORK, NY
B
 04/15/1999 - 06/24/1999 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 07/14/1998 - 04/01/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.