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JOHN EDWARD LARSEN
CRD#: 1179526
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 NEWPORT SQUARE BUILDING
10528 N. PORT WASHINGTON ROAD
MEQUON, WI 53092
Registration History
1985199019952000200520102015202020252 FIRMS1998 - Present (26 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1992 - 1998 (5 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1983 - 1992 (8 years)
Disclosure(s)
View By:
4/6/2000
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/17/2024

B
Missouri 5/10/2021

B
Arizona 3/2/1998

B
Montana 11/7/2023

B
Arkansas 7/16/2012

B
Nevada 3/2/1998

B
California 3/2/1998

B
New Jersey 6/16/1998

B
Colorado 12/7/1998

B
New York 4/21/2008

B
Connecticut 7/2/2007

B
North Carolina 3/2/1998

B
Delaware 3/20/2014

B
Ohio 3/2/1998

B
District of Columbia 4/28/2022

IA
Ohio 2/7/2002

B
Florida 3/2/1998

B
Oregon 6/24/2015

IA
Florida 8/23/2018

B
Pennsylvania 3/15/2006

B
Georgia 3/2/1998

B
Rhode Island 11/8/2012

B
Illinois 3/2/1998

B
South Carolina 9/30/2003

B
Indiana 8/22/2001

B
Tennessee 6/16/2021

IA
Indiana 3/3/2003

B
Texas 3/2/1998

B
Iowa 8/26/2021

IA
Texas 2/8/2010

B
Kentucky 11/2/2017

B
Utah 3/9/2020

B
Louisiana 7/12/2021

B
Virginia 3/2/1998

B
Maine 3/2/1998

B
Washington 3/2/1998

B
Maryland 1/16/2020

B
Wisconsin 3/2/1998

B
Massachusetts 5/7/2020

IA
Wisconsin 4/15/1998

B
Michigan 3/2/1998

B
Wyoming 2/20/2019

B
Minnesota 3/2/1998

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
NEWPORT SQUARE BUILDING 10528 N. PORT WASHINGTON ROAD, MEQUON, WI 53092
Bonita Springs, FL
Registered with this firm since 4/15/1998

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
NEWPORT SQUARE BUILDING 10528 N. PORT WASHINGTON ROAD, MEQUON, WI 53092
Bonita Springs, FL
Registered with this firm since 3/2/1998

Previous Registration(s)
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B
06/18/1992 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
10/15/1983 - 06/23/1992 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.