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Detailed Report
MICHAEL DEAN WOODMAN
CRD#: 1179024
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 21 W 21ST ST 2ND FL
KEARNEY, NE 68847
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - Present (16 years)BMORGAN STANLEY DW INC. (CRD# 7556)1987 - 2007 (20 years)BTRANSAMERICA SECURITIES SALES ... (CRD# 17970)1987 - 1987 (<1 year)BTRANSAMERICA FINANCIAL RESOURC... (CRD# 3600)1986 - 1987 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1986 (2 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2007 (9 years)
License(s)

State Registrations

B
Alabama 3/21/2025
B
Nebraska 8/29/2008
B
Alaska 1/14/2025
IA
Nebraska 9/5/2008
B
Arizona 8/6/2015
B
Nevada 1/14/2025
B
Arkansas 8/29/2008
B
New York 1/14/2025
B
California 8/29/2008
B
North Carolina 1/14/2025
B
Colorado 8/29/2008
B
North Dakota 7/12/2017
B
Florida 6/5/2013
B
Ohio 1/21/2025
B
Illinois 8/29/2008
B
Texas 5/8/2019
B
Iowa 1/4/2022
IA
Texas 5/8/2019
B
Kansas 8/29/2008
B
Utah 1/2/2020
B
Massachusetts 1/2/2020
B
Virginia 1/14/2025
B
Minnesota 8/26/2016
B
Washington 10/25/2023
B
Missouri 1/14/2025
B
Wyoming 1/14/2025

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
21 W 21ST ST 2ND FL, KEARNEY, NE 68847
Registered with this firm since 8/29/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
21 W 21ST ST 2ND FL, KEARNEY, NE 68847
Registered with this firm since 8/29/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 09/04/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) KEARNEY, NE
B
 04/02/2007 - 09/04/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) KEARNEY, NE
IA
 02/20/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) KEARNEY, NE
B
 03/03/1987 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) KEARNEY, NE
B
 03/06/1987 - 08/18/1987 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970)
B
 08/26/1986 - 08/18/1987 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600)
B
 10/03/1983 - 09/10/1986 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.