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NICHOLAS GEORGE POULIS
CRD#: 1178292
IA
B
MORGAN STANLEYCRD#: 149777 61 South Paramus Road
3Rd Floor
Paramus, NJ 07652
3Rd Floor
Paramus, NJ 07652
0
Disclosures
41
Years of Experience
View By:
State Registrations
B
Arizona 4/12/2016
B
Missouri 7/7/2016
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Connecticut 8/24/2009
IA
New Jersey 6/1/2009
B
Delaware 4/27/2012
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 8/7/2018
B
Georgia 4/15/2019
B
Pennsylvania 6/1/2009
B
Hawaii 5/29/2024
B
South Carolina 6/1/2009
B
Idaho 10/21/2024
B
Texas 8/7/2018
B
Illinois 4/10/2023
IA
Texas 4/2/2020
B
Maryland 6/1/2009
B
Vermont 6/4/2024
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 10/1/2015
B
Washington 1/11/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | RIDGEWOOD, NJ | |
B | 04/02/2007 - 06/01/2009 | RIDGEWOOD, NJ | |
IA | 02/16/2004 - 04/02/2007 | RIDGEWOOD, NJ | |
B | 10/27/1984 - 04/02/2007 | RIDGEWOOD, NJ | |
B | 08/21/1984 - 11/09/1984 | ||
B | 09/21/1983 - 07/19/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.