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Detailed Report
JEROME BRIAN PRICE
JERRY PRICE
CRD#: 1177493
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7 OAK HILL TERRACE SUITE 204
SCARBOROUGH, ME 04074
CETERA ADVISORS LLCCRD#: 10299 7 OAK HILL TERRACE SUITE 204
SCARBOROUGH, ME 04074
Registration History
1985199019952000200520102015202020252 FIRMS1983 - 1996 (12 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)1996 - Present (28 years)IACETERA ADVISORS LLC (CRD# 10299)2002 - 2024 (21 years)IAPRICE FINANCIAL (CRD# 118399)2007 - 2010 (3 years)
Disclosure(s)
View By:
1/4/1982
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 10/23/2015
B
New Hampshire 6/26/2000
B
California 8/29/2001
B
North Carolina 5/17/2022
B
Colorado 7/18/2019
B
Oregon 9/20/2023
B
Florida 1/5/2006
B
Pennsylvania 2/27/2019
B
Maine 7/3/1996
B
South Carolina 1/31/2018
IA
Maine 3/21/2024
B
Washington 6/2/1999
B
Massachusetts 6/6/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7 OAK HILL TERRACE SUITE 204, SCARBOROUGH, ME 04074
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
7 OAK HILL TERRACE SUITE 204, SCARBOROUGH, ME 04074
Registered with this firm since 6/12/1996
Previous Registration(s)
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IA
 08/29/2002 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
 02/13/2007 - 02/12/2010 PRICE FINANCIAL (CRD#:118399) SCARBOROUGH, ME
B
 09/27/1983 - 06/25/1996 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 09/27/1983 - 06/25/1996 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.