• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JEROME BRIAN PRICE
JERRY PRICE
CRD#: 1177493
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7 OAK HILL TERRACE SUITE 204
SCARBOROUGH, ME 04074
CETERA ADVISORS LLCCRD#: 10299 7 OAK HILL TERRACE SUITE 204
SCARBOROUGH, ME 04074
Registration History
1985199019952000200520102015202020252 FIRMS1983 - 1996 (12 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)1996 - Present (28 years)IACETERA ADVISORS LLC (CRD# 10299)2002 - 2024 (21 years)IAPRICE FINANCIAL (CRD# 118399)2007 - 2010 (3 years)
Disclosure(s)
View By:
1/4/1982
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 10/23/2015

B
New Hampshire 6/26/2000

B
California 8/29/2001

B
North Carolina 5/17/2022

B
Colorado 7/18/2019

B
Oregon 9/20/2023

B
Florida 1/5/2006

B
Pennsylvania 2/27/2019

B
Maine 7/3/1996

B
South Carolina 1/31/2018

IA
Maine 3/21/2024

B
Washington 6/2/1999

B
Massachusetts 6/6/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7 OAK HILL TERRACE SUITE 204, SCARBOROUGH, ME 04074
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
7 OAK HILL TERRACE SUITE 204, SCARBOROUGH, ME 04074
Registered with this firm since 6/12/1996

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/29/2002 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
02/13/2007 - 02/12/2010 PRICE FINANCIAL (CRD#:118399) SCARBOROUGH, ME
B
09/27/1983 - 06/25/1996 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
09/27/1983 - 06/25/1996 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.