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Detailed Report
ROBERT BRACKETT PRIDDY
ROBERT B PRIDDY
CRD#: 1176893
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 919 E MAIN ST
FL 5
RICHMOND, VA 23219
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 919 E MAIN ST
FL 5 & 7
RICHMOND, VA 23219
Registration History
1985199019952000200520102015202020252 FIRMS2001 - 2002 (1 year)2 FIRMS2002 - 2005 (2 years)2 FIRMS2005 - 2010 (4 years)2 FIRMS2010 - 2013 (2 years)2 FIRMS2013 - 2021 (8 years)2 FIRMS2021 - Present (4 years)BDB ALEX. BROWN LLC (CRD# 17790)1997 - 2001 (3 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1983 - 1997 (13 years)
Disclosure(s)
View By:
3/24/2009
Customer Dispute
Settled
License(s)

State Registrations

B
California 2/17/2021
B
New York 2/17/2021
B
Colorado 2/17/2021
B
North Carolina 2/17/2021
B
District of Columbia 2/17/2021
B
North Dakota 2/17/2021
B
Florida 2/17/2021
B
Pennsylvania 2/17/2021
B
Georgia 8/9/2021
B
South Carolina 2/17/2021
B
Illinois 2/17/2021
B
Texas 2/17/2021
B
Maine 2/17/2021
IA
Texas 4/13/2021
B
Maryland 2/17/2021
B
Virginia 2/17/2021
B
Michigan 2/17/2021
IA
Virginia 2/17/2021
B
New Jersey 2/17/2021
B
Wyoming 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
919 E MAIN ST FL 5 & 7, RICHMOND, VA 23219
RICHMOND, VA
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
919 E MAIN ST FL 5, RICHMOND, VA 23219
Registered with this firm since 2/17/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 04/01/2010 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) RICHMOND, VA
B
 04/01/2010 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) RICHMOND, VA
IA
 06/30/2005 - 04/09/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) RICHMOND, VA
B
 06/27/2005 - 04/09/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) RICHMOND, VA
IA
 07/01/2002 - 06/30/2005 ALEXANDER KEY INVESTMENTS (CRD#:6271) RICHMOND, VA
B
 07/01/2002 - 06/30/2005 SUNTRUST CAPITAL MARKETS, INC. (CRD#:6271) ATLANTA, GA
IA
 01/16/2001 - 07/11/2002 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) RICHMOND , VA
B
 01/13/2001 - 07/11/2002 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
 09/01/1997 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
 10/20/1983 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.