• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WALTER JOHN HANSCH
JOHN HANSCH
CRD#: 1176591
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 Solana Beach, CA
Registration History
199019952000200520102015202020252 FIRMS1999 - 2008 (9 years)2 FIRMS2008 - 2017 (9 years)2 FIRMS2017 - Present (7 years)BASSOCIATED SECURITIES CORP. (CRD# 12969)1998 - 2008 (9 years)BJOHN HANCOCK DISTRIBUTORS, INC. (CRD# 468)1995 - 1998 (3 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1995 - 1997 (1 year)BBMA FINANCIAL SERVICES, INC. (CRD# 7943)1991 - 1995 (3 years)BMUTUAL BENEFIT FINANCIAL SERVI... (CRD# 4882)1986 - 1991 (5 years)IAHANSCH FINANCIAL GROUP, LLC (CRD# 133020)2007 - 2013 (6 years)IAHANSCH FINANCIAL GROUP, LLC (CRD# 133020)2005 - 2005 (<1 year)
Disclosure(s)
View By:
1/21/2022
Financial
Final
11/6/2019
Financial
Final
5/1/2019
Judgment / Lien
11/27/2017
Judgment / Lien
3/12/2014
Judgment / Lien
12/20/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/25/2019

B
Nevada 11/16/2017

B
California 11/16/2017

B
New Hampshire 1/3/2018

IA
California 11/17/2017

B
New Jersey 11/16/2017

B
Colorado 11/16/2017

B
South Dakota 11/16/2017

B
Montana 1/22/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
Solana Beach, CA
Registered with this firm since 11/17/2017

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
Solana Beach, CA
Registered with this firm since 11/16/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2008 - 12/12/2017 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAN DIEGO, CA
B
04/22/2008 - 12/12/2017 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAN DIEGO, CA
IA
09/25/2007 - 12/31/2013 HANSCH FINANCIAL GROUP, LLC (CRD#:133020) RANCHO SANTA FE, CA
IA
03/01/1999 - 04/23/2008 ASSOCIATED PLANNERS INVESTMENT ADVISORY INC (CRD#:104790) RANCHO SANTA FE, CA
IA
03/01/1999 - 04/23/2008 ASSOCIATED SECURITIES CORP. (CRD#:12969) RANCHO SANTA FE, CA
B
10/08/1998 - 04/23/2008 ASSOCIATED SECURITIES CORP. (CRD#:12969) RANCHO SANTA FE, CA
IA
02/14/2005 - 12/31/2005 HANSCH FINANCIAL GROUP, LLC (CRD#:133020) RANCHO SANTA FE, CA
B
07/24/1995 - 11/25/1998 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
07/24/1995 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
10/28/1991 - 07/19/1995 BMA FINANCIAL SERVICES, INC. (CRD#:7943) KANSAS CITY, MO
B
09/19/1986 - 10/22/1991 MUTUAL BENEFIT FINANCIAL SERVICE COMPANY (CRD#:4882)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.