Individual Firm
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WILLIAM PAUL FRAILEY
SKIP FRAILEY
CRD#: 1176510
IA
B
OSAIC WEALTH, INC.CRD#: 23131 OLYMPIA, WA
0
Disclosures
41
Years of Experience
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State Registrations
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Arizona 11/2/2018
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Missouri 11/2/2018
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California 4/24/2019
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Ohio 2/24/2025
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Colorado 11/2/2018
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Oregon 4/24/2019
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Florida 11/2/2018
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Tennessee 11/30/2023
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Georgia 11/2/2018
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Texas 3/11/2021
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Georgia 11/2/2018
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Utah 5/29/2020
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Idaho 11/2/2018
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Washington 11/2/2018
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Maryland 2/22/2024
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Washington 11/2/2018
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Minnesota 11/2/2018
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Wisconsin 12/4/2024
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/28/2015 - 11/02/2018 | OLYMPIA, WA | |
B | 12/28/2015 - 11/02/2018 | OLYMPIA, WA | |
IA | 01/17/2012 - 12/28/2015 | OLYMPIA, WA | |
B | 01/13/2012 - 12/28/2015 | OLYMPIA, WA | |
IA | 07/30/2002 - 01/18/2012 | OLYMPIA, WA | |
B | 06/13/2000 - 01/18/2012 | OLYMPIA, WA | |
B | 01/03/1994 - 07/19/2000 | HIGHLAND, UT | |
B | 04/10/1989 - 12/31/1993 | LOS ANGELES, CA | |
B | 04/10/1989 - 12/31/1993 | LOS ANGELES, CA | |
B | 01/19/1989 - 04/19/1989 | SAN DIEGO, CA | |
B | 08/22/1988 - 01/26/1989 | IRVINE, CA | |
B | 04/12/1988 - 08/23/1988 | CINCINNATI, OH | |
B | 03/19/1987 - 04/19/1988 | RADNOR, PA | |
B | 08/06/1985 - 01/19/1987 | ||
B | 03/11/1985 - 06/19/1985 | ||
B | 08/17/1983 - 01/11/1985 | ||
B | 01/25/1984 - 10/17/1984 |
OLYMPIA, WA
07/30/2002 - 01/18/2012
SAN DIEGO, CA
01/19/1989 - 04/19/1989
08/06/1985 - 01/19/1987
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.