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PHILIP EVAN SARAVIS
PHILIP E SARAVIS
CRD#: 1176499
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Wealth Management, Sales
750 Washington Blvd, Fl 7
Stamford, CT 06901
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2014 (6 years)3 FIRMS2014 - 2016 (1 year)2 FIRMS2017 - Present (7 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2006 - 2007 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2004 - 2006 (1 year)BPEOPLE'S SECURITIES, INC. (CRD# 13704)2000 - 2004 (4 years)BCAL FED INVESTMENTS (CRD# 19631)1998 - 1999 (<1 year)BGLENFED BROKERAGE SERVICES (CRD# 13648)1996 - 1998 (2 years)BGNA SECURITIES, INC. (CRD# 10465)1990 - 1996 (6 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1989 - 1990 (<1 year)BSHELTER ROCK SECURITIES CORP. (CRD# 11043)1989 - 1989 (<1 year)BBLINDER, ROBINSON & CO., INC. (CRD# 5096)1983 - 1989 (5 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 5/9/2019

B
Montana 5/9/2019

B
Alaska 5/9/2019

B
Nebraska 5/9/2019

B
Arizona 5/9/2019

B
Nevada 5/9/2019

B
Arkansas 5/9/2019

B
New Hampshire 5/9/2019

B
California 6/20/2017

B
New Jersey 5/9/2019

IA
California 6/20/2017

B
New Mexico 5/9/2019

B
Colorado 5/9/2019

B
New York 5/9/2019

B
Connecticut 5/9/2019

IA
New York 8/17/2021

IA
Connecticut 10/15/2024

B
North Carolina 5/9/2019

B
Delaware 5/9/2019

B
North Dakota 5/9/2019

B
District of Columbia 5/9/2019

B
Ohio 5/10/2019

B
Florida 5/9/2019

B
Oklahoma 5/9/2019

B
Georgia 1/7/2020

B
Oregon 5/9/2019

B
Hawaii 5/9/2019

B
Pennsylvania 5/9/2019

B
Idaho 5/9/2019

B
Puerto Rico 5/9/2019

B
Illinois 5/9/2019

B
Rhode Island 5/9/2019

B
Indiana 5/9/2019

B
South Carolina 5/9/2019

B
Iowa 5/9/2019

B
South Dakota 5/9/2019

B
Kansas 5/9/2019

B
Tennessee 5/9/2019

B
Kentucky 5/9/2019

B
Texas 5/9/2019

B
Louisiana 5/9/2019

B
Utah 5/9/2019

B
Maine 5/9/2019

B
Vermont 5/9/2019

B
Maryland 5/9/2019

B
Virgin Islands 5/9/2019

B
Massachusetts 5/9/2019

B
Virginia 5/9/2019

B
Michigan 5/9/2019

B
Washington 5/9/2019

B
Minnesota 5/9/2019

B
West Virginia 5/9/2019

B
Mississippi 5/9/2019

B
Wisconsin 5/9/2019

B
Missouri 5/9/2019

B
Wyoming 5/9/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901
Stamford, CT
Registered with this firm since 6/20/2017

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901
Stamford, CT
Registered with this firm since 6/20/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/05/2014 - 07/13/2016 LPL FINANCIAL LLC (CRD#:6413) WESTLAKE VILLAGE, CA
B
11/04/2014 - 07/13/2016 LPL FINANCIAL LLC (CRD#:6413) WESTLAKE VILLAGE, CA
B
12/23/2014 - 06/23/2016 KINECTA FINANCIAL & INSURANCE SERVICES, LLC (CRD#:136597) WOODLAND HILLS, CA
IA
08/06/2008 - 11/20/2014 HSBC SECURITIES (USA) INC. (CRD#:19585) ENCINO, CA
B
08/06/2008 - 11/20/2014 HSBC SECURITIES (USA) INC. (CRD#:19585) ENCINO, CA
IA
09/13/2007 - 07/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GLENDALE, CA
B
05/29/2007 - 07/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GLENDALE, CA
B
07/12/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) GLENDALE, CA
IA
04/25/2005 - 07/05/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BRIARCLIFF, NY
B
09/08/2004 - 07/05/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BRIARCLIFF, NY
B
02/08/2000 - 09/09/2004 PEOPLE'S SECURITIES, INC. (CRD#:13704) BRIDGEPORT, CT
B
10/05/1998 - 06/03/1999 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
10/03/1996 - 11/14/1998 GLENFED BROKERAGE SERVICES (CRD#:13648) GLENDALE, CA
B
06/20/1990 - 09/09/1996 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
B
12/05/1989 - 03/01/1990 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
03/20/1989 - 11/27/1989 SHELTER ROCK SECURITIES CORP. (CRD#:11043)
B
08/23/1983 - 01/10/1989 BLINDER, ROBINSON & CO., INC. (CRD#:5096)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.