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TERENCE RICHARD JOHNSON
TERRY JOHNSON
CRD#: 1174844
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Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2025 (20 years)
Disclosure(s)
View By:
9/15/1992
Customer Dispute
Award / Judgment
Previous Registration(s)
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01/25/2005 - 01/03/2025 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PLEASANTON, CA
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.