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Detailed Report
LINDA SUE GROSCH
CRD#: 1174770
IA
Investment Adviser
B
Broker
NORTHERN TRUST SECURITIES, INCCRD#: 7927 2398 E. CAMELBACK ROAD
PHOENIX, AZ 85016
Registration History
198519901995200020052010201520202025IANORTHERN TRUST SECURITIES, INC (CRD# 7927)2015 - Present (10 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2001 - Present (24 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1998 - 2001 (2 years)BWILLIAM R. HOUGH & CO. (CRD# 2235)1994 - 1998 (4 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1994 - 1994 (<1 year)BGRUNTAL & CO. INCORPORATED (CRD# 372)1992 - 1994 (1 year)BISLAND INVESTMENT SERVICES, INC. (CRD# 25037)1991 - 1992 (1 year)BCHEMICAL SECURITIES, INC. (CRD# 18718)1988 - 1991 (2 years)BGRUNTAL & CO. INCORPORATED (CRD# 372)1984 - 1988 (4 years)BSHEARSON LEHMAN/AMERICAN EXPRE... (CRD# 7506)1983 - 1984 (<1 year)
License(s)

State Registrations

B
Alabama 1/2/2018
B
Missouri 5/20/2014
B
Alaska 6/6/2013
B
Montana 5/6/2013
B
Arizona 2/27/2001
B
Nebraska 1/2/2018
IA
Arizona 4/21/2015
B
Nevada 5/30/2013
B
Arkansas 1/2/2018
B
New Hampshire 5/20/2014
B
California 1/8/2003
B
New Jersey 1/8/2003
B
Colorado 1/8/2003
B
New Mexico 1/8/2003
B
Connecticut 1/3/2013
B
New York 1/8/2003
B
Delaware 5/20/2014
B
North Carolina 1/3/2013
B
District of Columbia 5/20/2014
B
North Dakota 1/2/2018
B
Florida 1/8/2003
B
Ohio 4/27/2016
B
Georgia 3/6/2009
B
Oklahoma 2/25/2013
B
Hawaii 5/20/2014
B
Oregon 5/20/2014
B
Idaho 1/18/2011
B
Pennsylvania 1/2/2018
B
Illinois 1/3/2013
B
Rhode Island 1/2/2018
B
Indiana 5/20/2014
B
South Carolina 3/27/2013
B
Iowa 5/16/2013
B
South Dakota 1/2/2018
B
Kansas 10/18/2013
B
Tennessee 2/26/2009
B
Kentucky 1/2/2018
B
Texas 12/13/2013
B
Louisiana 1/2/2018
B
Utah 1/18/2011
B
Maine 1/2/2018
B
Vermont 1/2/2018
B
Maryland 5/20/2014
B
Virginia 10/10/2013
B
Massachusetts 9/3/2009
B
Washington 1/8/2003
B
Michigan 1/3/2013
B
West Virginia 1/2/2018
B
Minnesota 3/18/2013
B
Wisconsin 5/20/2014
B
Mississippi 1/2/2018
B
Wyoming 1/2/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST SECURITIES, INC (CRD#:7927)
2398 E. CAMELBACK ROAD, PHOENIX, AZ 85016
Registered with this firm since 4/21/2015
B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
2398 E. CAMELBACK ROAD, PHOENIX, AZ 85016
Registered with this firm since 2/27/2001
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/24/1998 - 02/21/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 05/26/1994 - 06/18/1998 WILLIAM R. HOUGH & CO. (CRD#:2235) ST. PETERSBURG, FL
B
 02/07/1994 - 05/17/1994 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
 06/17/1992 - 02/10/1994 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
B
 03/28/1991 - 05/26/1992 ISLAND INVESTMENT SERVICES, INC. (CRD#:25037) PALM BEACH, FL
B
 10/24/1988 - 04/08/1991 CHEMICAL SECURITIES, INC. (CRD#:18718) NEW YORK, NY
B
 06/20/1984 - 10/18/1988 GRUNTAL & CO. INCORPORATED (CRD#:372)
B
 09/21/1983 - 06/26/1984 SHEARSON LEHMAN/AMERICAN EXPRESS INC. (CRD#:7506)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.