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JOSEPH PATRICK FOY JR
CRD#: 1174654
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 726 Notre Dame St.
Grosse Pointe, MI 48230
Registration History
1985199019952000200520102015202020252 FIRMS2018 - 2018 (<1 year)IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2014 - Present (10 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2012 - Present (12 years)BOPPENHEIMER & CO. INC. (CRD# 249)2010 - 2012 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2009 (4 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2002 - 2004 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 2002 (14 years)BFIRST OF MICHIGAN CORPORATION (CRD# 311)1984 - 1987 (3 years)BFIRST INVESTORS CORPORATION (CRD# 305)1983 - 1984 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - 2009 (<1 year)
Disclosure(s)
View By:
12/1/2000
Customer Dispute
Closed-No Action
License(s)

State Registrations

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Alabama 1/9/2015

IA
Michigan 7/18/2014

B
Arizona 1/18/2022

B
Mississippi 1/4/2022

B
California 10/11/2018

B
Nevada 8/10/2012

B
Florida 12/19/2014

B
North Carolina 8/10/2012

B
Illinois 4/14/2020

B
Tennessee 12/17/2014

B
Indiana 4/20/2023

IA
Texas 12/19/2014

B
Michigan 10/10/2012

B
Texas 12/22/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
726 Notre Dame St., Grosse Pointe, MI 48230
St Clr Shores, MI
Registered with this firm since 7/18/2014

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
726 Notre Dame St., Grosse Pointe, MI 48230
St Clr Shores, MI
Registered with this firm since 8/10/2012

Previous Registration(s)
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IA
11/12/2018 - 11/13/2018 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) STERLING HEIGHTS, MI
B
11/12/2018 - 11/13/2018 SECURITIES AMERICA, INC. (CRD#:10205) STERLING HEIGHTS, MI
B
05/10/2010 - 08/13/2012 OPPENHEIMER & CO. INC. (CRD#:249) STERLING HEIGHTS, MI
IA
08/17/2009 - 09/23/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAS VEGAS, NV
B
02/04/2005 - 09/23/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAS VEGAS, NV
B
08/16/2002 - 09/10/2004 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
01/15/1988 - 08/20/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
04/23/1984 - 11/06/1987 FIRST OF MICHIGAN CORPORATION (CRD#:311)
B
08/17/1983 - 02/15/1984 FIRST INVESTORS CORPORATION (CRD#:305)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.