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MARK DAVID EVANS
CRD#: 1173184
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
CHICAGO, IL 60606
Registration History
1985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BMORGAN STANLEY (CRD# 149777)2009 - 2024 (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1983 - 2009 (25 years)IAMORGAN STANLEY (CRD# 149777)2013 - 2024 (10 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2005 (5 years)
Disclosure(s)
View By:
5/14/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/21/2025

B
Illinois 4/10/2024

B
Arkansas 4/10/2024

IA
Illinois 4/10/2024

B
Colorado 4/10/2024

B
Massachusetts 4/10/2024

IA
Florida 4/11/2024

B
Utah 4/11/2024

B
Florida 1/31/2025

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 4/10/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 4/10/2024

Previous Registration(s)
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IA
06/18/2013 - 04/09/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
06/01/2009 - 04/09/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
08/24/1983 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
IA
03/11/1999 - 02/28/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.