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STEVEN COLEMAN VICTOR
STEVEN VICTOR
CRD#: 1172278
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 92 LANCASTER AVENUE
SUITE 205
DEVON, PA 19333
Registration History
1985199019952000200520102015202020252 FIRMS2017 - 2024 (7 years)2 FIRMS2024 - Present (<1 year)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2006 - 2017 (10 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2006 (<1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1997 - 2006 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1997 (14 years)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2007 - 2017 (10 years)
Disclosure(s)
View By:
5/23/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 12/5/2024

B
Massachusetts 12/6/2024

B
Alaska 12/17/2024

B
Michigan 12/5/2024

B
Arizona 12/5/2024

B
Missouri 12/5/2024

B
Arkansas 12/5/2024

B
Nevada 12/5/2024

B
California 12/5/2024

B
New Jersey 12/5/2024

B
Colorado 12/6/2024

B
New York 12/5/2024

B
Connecticut 12/5/2024

B
North Carolina 1/3/2025

B
Delaware 12/5/2024

B
Ohio 12/5/2024

B
District of Columbia 12/10/2024

B
Pennsylvania 12/5/2024

B
Florida 12/5/2024

IA
Pennsylvania 12/5/2024

IA
Florida 2/19/2025

B
South Carolina 12/5/2024

B
Georgia 12/5/2024

B
Tennessee 12/5/2024

B
Illinois 12/6/2024

B
Utah 12/5/2024

B
Maine 12/6/2024

B
Virginia 12/5/2024

B
Maryland 12/5/2024

B
Washington 12/26/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
92 LANCASTER AVENUE SUITE 205, DEVON, PA 19333
Lakewood Ranch, FL
Registered with this firm since 12/5/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
92 LANCASTER AVENUE SUITE 205, DEVON, PA 19333
Lakewood Ranch, FL
Registered with this firm since 12/5/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/01/2017 - 12/23/2024 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) RADNOR, PA
B
05/01/2017 - 12/23/2024 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) RADNOR, PA
IA
05/18/2007 - 05/09/2017 RBC CAPITAL MARKETS, LLC (CRD#:31194) CONSHOHOCKEN, PA
B
11/17/2006 - 05/09/2017 RBC CAPITAL MARKETS, LLC (CRD#:31194) CONSHOHOCKEN, PA
B
02/21/2006 - 11/30/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BLUE BELL, PA
B
09/19/1997 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
08/23/1983 - 09/24/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.