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Detailed Report
Registration History
19952000200520102015202020252 FIRMS1996 - 1997 (<1 year)2 FIRMS1997 - 1997 (<1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - Present (8 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2014 - Present (11 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2013 (13 years)BMADISON CAPITAL MARKETS CORP. (CRD# 3059)1997 - 1998 (<1 year)BSTRATTON OAKMONT INC. (CRD# 18692)1995 - 1996 (<1 year)
Disclosure(s)
View By:
7/2/1997
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 9/29/2023
IA
New Jersey 10/12/2016
B
California 3/10/2021
B
New York 3/12/2014
IA
California 8/3/2021
IA
New York 4/16/2021
B
Connecticut 7/19/2017
B
North Carolina 5/22/2020
IA
Connecticut 7/19/2017
IA
North Carolina 2/3/2021
B
Florida 8/17/2015
B
Ohio 9/4/2024
IA
Florida 10/11/2016
IA
Ohio 9/4/2024
B
Georgia 2/22/2021
B
Pennsylvania 1/4/2019
B
Maine 11/1/2019
IA
Pennsylvania 1/4/2019
IA
Maine 11/1/2019
B
Texas 2/1/2022
B
Maryland 3/6/2025
IA
Texas 2/2/2022
B
Massachusetts 2/19/2020
B
Virginia 4/1/2021
IA
Massachusetts 2/20/2020
IA
Virginia 12/5/2024
B
New Jersey 3/11/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2111 RT 34 SOUTH, WALL, NJ 07719
Registered with this firm since 10/11/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2111 RT 34 SOUTH, WALL, NJ 07719
Registered with this firm since 3/4/2014
Previous Registration(s)
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B
 05/19/2000 - 12/05/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 10/29/1997 - 06/11/1998 MADISON CAPITAL MARKETS CORP. (CRD#:3059) NEW YORK, NY
B
 06/27/1997 - 10/21/1997 REDSTONE SECURITIES, INC. (CRD#:19628)
FINRA expelled the firm on 11/10/2003
DALLAS, TX
B
 05/27/1997 - 07/18/1997 SHAMUS GROUP, INC. (CRD#:5036)
B
 12/13/1996 - 05/23/1997 FIRST CAMBRIDGE SECURITIES CORPORATION (CRD#:21846) NEW YORK, NY
B
 04/08/1996 - 01/01/1997 H.J. MEYERS & CO., INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
B
 05/17/1995 - 04/09/1996 STRATTON OAKMONT INC. (CRD#:18692)
FINRA expelled the firm on 06/29/1998
LAKE SUCCESS, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.