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GRANT OSTRANDER SLOCUMB
CRD#: 1170283
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6005 PLUMAS ST STE 200
RENO, NV 89519
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2003 - Present (21 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1993 - Present (32 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (4 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1986 - 1988 (2 years)BCAPITAL PLANNING GROUP, INC. (CRD# 10785)1984 - 1984 (<1 year)
License(s)

State Registrations

B
Arizona 1/5/1993

IA
Nevada 11/5/2003

B
California 2/2/1993

B
New Jersey 5/24/2018

B
Colorado 4/17/2000

B
New Mexico 8/11/2004

B
Florida 1/5/1993

B
New York 1/20/2022

B
Idaho 4/1/2011

B
North Carolina 11/5/2013

B
Indiana 10/21/2024

B
Ohio 5/25/2018

B
Iowa 1/9/2003

B
Oregon 3/9/2007

B
Louisiana 5/16/2023

B
Pennsylvania 10/28/1996

B
Maryland 3/31/2022

B
South Carolina 5/22/2018

B
Massachusetts 8/8/2019

B
Texas 3/8/2018

B
Missouri 5/1/2018

IA
Texas 3/8/2018

B
Montana 1/25/2022

B
Utah 2/4/2010

B
Nebraska 7/1/2022

B
Washington 5/23/2003

B
Nevada 1/5/1993

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6005 PLUMAS ST STE 200, RENO, NV 89519
Registered with this firm since 11/5/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6005 PLUMAS ST STE 200, RENO, NV 89519
Registered with this firm since 1/5/1993

Previous Registration(s)
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B
05/14/1988 - 01/21/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
03/10/1986 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
02/27/1984 - 08/21/1984 CAPITAL PLANNING GROUP, INC. (CRD#:10785)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.