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KENNETH HINGWAH CHAN
KEN CHAN, KENNY CHAN
CRD#: 1170279
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1880 TICE VALLEY BLVD
WALNUT CREEK, CA 94595
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 2003 (9 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1994 (6 years)BL. F. ROTHSCHILD & CO. INCORPO... (CRD# 501)1986 - 1988 (2 years)BSHEARSON LEHMAN BROTHERS INC. (CRD# 7506)1983 - 1985 (2 years)BDAVIS, SKAGGS & CO., INC. (CRD# 208)1983 - 1983 (<1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (6 years)
License(s)

State Registrations

B
Arizona 10/9/2006

B
Missouri 5/18/2020

B
Arkansas 3/20/2023

B
Montana 1/4/2021

B
California 7/1/2003

B
Nevada 7/16/2008

IA
California 7/1/2003

B
New Mexico 3/31/2017

B
Colorado 3/29/2016

B
New York 7/1/2003

B
Connecticut 8/26/2009

B
Oregon 7/1/2003

B
Florida 10/26/2017

B
Pennsylvania 8/19/2013

B
Hawaii 3/31/2017

B
South Carolina 9/21/2022

B
Idaho 6/15/2016

B
Texas 8/20/2014

B
Illinois 1/4/2021

IA
Texas 8/20/2014

B
Indiana 10/31/2018

B
Utah 10/1/2024

B
Massachusetts 1/4/2021

B
Virginia 7/28/2015

B
Michigan 1/24/2025

B
Washington 7/1/2003

B
Minnesota 9/11/2015

B
Wyoming 7/1/2003

B
Mississippi 1/4/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1880 TICE VALLEY BLVD, WALNUT CREEK, CA 94595
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1880 TICE VALLEY BLVD, WALNUT CREEK, CA 94595
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) WALNUT CREEK, CA
B
06/24/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
01/04/1988 - 07/12/1994 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
01/07/1986 - 01/01/1988 L. F. ROTHSCHILD & CO. INCORPORATED (CRD#:501)
B
09/23/1983 - 12/13/1985 SHEARSON LEHMAN BROTHERS INC. (CRD#:7506)
B
08/24/1983 - 10/10/1983 DAVIS, SKAGGS & CO., INC. (CRD#:208)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.