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ROLAND BENNETT RHODES JR
ROLAND BENNETT RHODES
CRD#: 1165203
IA
Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
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Firm
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Licenses
Registration History
2012201420162018202020222024IAPRIMERICA ADVISORS (CRD# 10111)2011 - 2024 (13 years)
Previous Registration(s)
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09/23/2011 - 09/06/2024 PRIMERICA ADVISORS (CRD#:10111) OVERLAND PARK, KS
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.